Regulations Governing Managed Futures Enterprises Article 29
Where any of the following circumstances applies to the custodian institution designated by the principal, the managed futures enterprise is obligated to report to the principal:1. The custodian institution has shareholdings of ten percent or more of the issued and outstanding shares of the managed futures enterprise.2. The custodian institution serves as a director or supervisor of the managed futures enterprise, or one of its directors or supervisors serves as a director, supervisor, or managerial officer of the managed futures enterprise.3. The managed futures enterprise has shareholdings of ten percent or more of the issued and outstanding shares of the custodian institution.4. The managed futures enterprise or its representative serves as a director or supervisor of the custodian institution.5. Any other substantial controlling relationship existing between the custodian institution and the managed futures enterprise.Where a director or supervisor is a juristic person and its representative or designated representative holds executive power on its behalf, the provisions of paragraph 1, subparagraph 2 shall apply mutatis mutandis.
中文原文 期貨經理事業管理規則第29條
委任人指定之保管機構，有下列情事之一者，期貨經理事業應對委任人負告知義務：
一、投資於期貨經理事業已發行股份總數百分之十以上股份。
二、擔任期貨經理事業之董事或監察人者；或其董事、監察人擔任期貨經理事業之董事、監察人或經理人。
三、期貨經理事業持有其已發行股份總數百分之十以上股份。
四、由期貨經理事業或其代表人擔任董事或監察人。
五、保管機構與期貨經理事業間，具有其他實質控制關係。
董事、監察人為法人者，其代表人或指定代表行使職務者，準用前項第二款之規定。
一、投資於期貨經理事業已發行股份總數百分之十以上股份。
二、擔任期貨經理事業之董事或監察人者；或其董事、監察人擔任期貨經理事業之董事、監察人或經理人。
三、期貨經理事業持有其已發行股份總數百分之十以上股份。
四、由期貨經理事業或其代表人擔任董事或監察人。
五、保管機構與期貨經理事業間，具有其他實質控制關係。
董事、監察人為法人者，其代表人或指定代表行使職務者，準用前項第二款之規定。