Regulations for the Administration of Futures Industry Associations Article 3

The articles of association of a futures industry association shall include the following matters, in addition to the matters specified in Article 11 of the Commercial Associations Act:1. matters regarding preservation of order and fairness in futures trading and protection of futures traders or principals.2. matters regarding prevention of manipulation, bucketing, misrepresentation, fraud, concealment, or other unlawful conduct capable of misleading futures traders, principals, or third parties in the course of futures trading.3. matters regarding assistance for the promotion and study of, and constructive input into, the government's economic policies and futures-related acts and regulations.4. matters regarding promotion of member's self-regulation, concerted efforts in improving business operations, and liaison and coordination.5. matters regarding mediation and resolution of business disputes of members.6. matters regarding measures to be taken regarding violations by members or their representatives of the Act or other relevant acts or regulations or the articles of association or regulations of futures industry associations, futures exchanges, or futures clearing houses.7. other matters that the Financial Supervisory Commission ("this Commission") may prescribe.The articles of association referred to in the preceding paragraph, and any amendments thereto, shall be submitted to this Commission for approval and recordation following passage by a general meeting of members of the futures industry association.
中文原文 期貨業商業同業公會管理規則第3條
期貨業商業同業公會章程應記載之事項,除依商業團體法第十一條規定辦理外,應包括下列事項:
一、關於維護期貨交易之秩序、公正及保護期貨交易人或委任人事項。
二、關於防止期貨交易之操縱、對作、虛偽、詐欺、隱匿或其他足生期貨交易人、委任人或第三人誤信等不法之行為事項。
三、關於政府經濟政策與期貨管理法令之協助推行與研究、建議事項。
四、關於督促會員自律,共謀業務上之改進及聯繫、協調事項。
五、關於會員業務紛爭調處事項。
六、關於會員及會員代表違反本法或其他有關法令、期貨業商業同業公會、期貨交易所或期貨結算機構章程、規則等之處置事項。
七、其他金融監督管理委員會(以下簡稱本會)規定應記載之事項。
前項章程之訂定或修正,經期貨業商業同業公會會員代表大會通過後,應即申報本會核備。

English translation for reference only; the Chinese text prevails. Not legal advice.