Regulations for the Administration of Futures Industry Associations Article 2
The term "operational personnel" as used in these Regulations means personnel employed or hired by a futures industry association to carry out the following associational or operational matters:1. formulation of, amendment to, and implementation of operational rules and bylaws relating to the futures market.2. supervision and administration of the financial and business affairs of members.3. study, analysis, promotion, mediation, education, and advocacy with respect to the futures market.4. registration of the memberships, responsible persons, and associated persons of members and related administrative matters.The operational personnel referred to in the preceding paragraph shall be free of all the circumstances in the subparagraphs of Article 28, paragraph 1, of the Act, and shall have obtained qualification as an associated person of a futures commission merchant as required by the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants.A person who prior to the enforcement of these Regulations has already been engaging in any associational or operational matters under paragraph 1 without yet having obtained qualification as an associated person of a futures commission merchant, shall obtain such qualification within one year following the date of enforcement.
中文原文 期貨業商業同業公會管理規則第2條
本規則所稱業務人員,係指由期貨業商業同業公會聘僱承辦下列會務或業務之工作人員:
一、期貨市場相關業務規章之訂定、修正及執行。
二、對會員財務、業務之查察與管理。
三、期貨市場研究、分析、推廣、調處、教育及宣導。
四、會員之會籍、負責人與業務員登錄及管理事項。
前項業務人員除不得有本法第二十八條第一項所定各款之情事外,並應依期貨商負責人及業務員管理規則取得期貨商業務員資格。
本規則施行前已從事第一項所列會務或業務而尚未取得期貨商業務員資格者,應自施行之日起一年內取得資格。
一、期貨市場相關業務規章之訂定、修正及執行。
二、對會員財務、業務之查察與管理。
三、期貨市場研究、分析、推廣、調處、教育及宣導。
四、會員之會籍、負責人與業務員登錄及管理事項。
前項業務人員除不得有本法第二十八條第一項所定各款之情事外,並應依期貨商負責人及業務員管理規則取得期貨商業務員資格。
本規則施行前已從事第一項所列會務或業務而尚未取得期貨商業務員資格者,應自施行之日起一年內取得資格。