Regulations Governing Futures Clearing Houses Article 6
A futures clearing house shall submit the following documents to the FSC and obtain the approval before commencing any of its business:1. a list of its clearing members (including name and type of the members) and the proof of satisfying the qualifications as referred to in the preceding Article;2. the operation procedure of and contract between the futures clearing house and the financial and centralized custody institutions related to settlement, clearance, and transfer of monies/certificates;3. proof evidencing the futures clearing house has contributed the compensation reserve fund in accordance with Article 15;4. proof evidencing the clearing members have deposited the operation bond in accordance with Article 12 and deposited the settlement and clearing fund in accordance with the rules of the clearing house;5. the operation procedure relating to the clearing and settlement operation and contracts between the clearing house, clearing members, and non-clearing members;6. proof evidencing the computerized operation of clearance, settlement, and surveillance can be operated properly;7. the standard, procedure of market surveillance and operation plan for handling unusual situation;8. auditing plan regarding the finance, business, and internal audit of the clearing members and the internal audit of the clearing house (including normal and exceptional management);9. handling procedure as referred to in Article 24;10. clearing and settlement contract as referred to in Article 27;11. other documents as required by the FSC.
中文原文 期貨結算機構管理規則第6條
期貨結算機構開辦業務前應檢具下列書件，向本會申報核備後，始得對外營業：
一、結算會員名冊（含會員名稱、種類等）及其符合前條所訂資格條件之證明。
二、與結算、交割、款券轉撥有關之金融與集中保管機構間之作業程序及與其所訂之契約。
三、結算機構依第十五條規定提存賠償準備金。
四、結算會員依第十二條規定繳存營業保證金之證明及依結算機構規定繳存交割結算基金之證明。
五、結算機構、結算會員、非結算會員間有關結算、交割作業程序與所訂之契約。
六、結算、交割、監視之電腦作業得以正常運作之證明。
七、市場監視之標準、程序與異常情況處置之作業計畫。
八、對結算會員財務、業務、內部稽核及本結算機構內部稽核之查核計畫（含平時及例外管理）。
九、依第二十四條訂定之相關處理程序。
十、依第二十七條訂定之結算交割契約。
十一、其他經本會規定應提出之文件。
一、結算會員名冊（含會員名稱、種類等）及其符合前條所訂資格條件之證明。
二、與結算、交割、款券轉撥有關之金融與集中保管機構間之作業程序及與其所訂之契約。
三、結算機構依第十五條規定提存賠償準備金。
四、結算會員依第十二條規定繳存營業保證金之證明及依結算機構規定繳存交割結算基金之證明。
五、結算機構、結算會員、非結算會員間有關結算、交割作業程序與所訂之契約。
六、結算、交割、監視之電腦作業得以正常運作之證明。
七、市場監視之標準、程序與異常情況處置之作業計畫。
八、對結算會員財務、業務、內部稽核及本結算機構內部稽核之查核計畫（含平時及例外管理）。
九、依第二十四條訂定之相關處理程序。
十、依第二十七條訂定之結算交割契約。
十一、其他經本會規定應提出之文件。