Regulations Governing Futures Clearing Houses Article 4
For the purpose of these Regulations, "Associated Persons" shall mean personnel of a futures clearing house who are engaging in the following businesses:1. conducting audit on the finance and business of the clearing members or futures commission merchants;2. surveillance, clearance, settlement, the administration of the margin and premium, and risk control of futures trading;3. computer system operation of the futures clearance and settlement and information management;4. internal audit of the futures clearing house.In case where the clearing business is concurrently conducted by a futures exchange or by other institutions, the Associated Persons as referred to in the proceeding Paragraph shall not concurrently perform both duties or concurrently perform the duty of other departments.
中文原文 期貨結算機構管理規則第4條
本規則所稱業務人員，係指為期貨結算機構從事下列業務之人員：
一、結算會員或期貨商財務、業務之查核。
二、期貨交易之監視、結算、交割、保證金與權利金之作業及風險控管。
三、期貨結算、交割之電腦作業及資訊管理。
四、本期貨結算機構之內部稽核。
期貨結算機構由期貨交易所或其他機構兼營者，其從事前項業務之人員不得相互兼任或兼任其他部門之職務。
一、結算會員或期貨商財務、業務之查核。
二、期貨交易之監視、結算、交割、保證金與權利金之作業及風險控管。
三、期貨結算、交割之電腦作業及資訊管理。
四、本期貨結算機構之內部稽核。
期貨結算機構由期貨交易所或其他機構兼營者，其從事前項業務之人員不得相互兼任或兼任其他部門之職務。