Regulations Governing Futures Commission Merchants Article 56-1
Investments by futures commission merchants in foreign enterprises shall be limited to those investments set forth in the following subparagraphs:1. Futures enterprises and enterprises related thereto (including related securities, futures, and financial businesses they are allowed to operate under the local laws and regulations of the country of the investment) in countries and territories that have established a competent authority for futures.2. Other related enterprises in which the FSC has approved investmentA futures commission merchant or its subsidiaries investing in futures companies in Mainland China area shall do so in accordance with the Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area.A futures commission merchant approved to invest in futures companies in the Mainland China area may not engage in any of the following conduct:1. To accept engagement to conduct futures brokerage trading in the Mainland China area.2. To make recommendations to traders in Taiwan to engage in futures trades on the Mainland China futures market.A futures commission merchant or its subsidiaries investing in futures companies in the Mainland China area may not provide services to Taiwan area individuals or enterprises.A futures commission merchant or its subsidiaries investing in non-securities/non-futures institutions in Mainland China shall apply for permission with the FSC.
中文原文 期貨商管理規則第56-1條
期貨商投資外國事業，應以下列各款為限：
一、設有期貨主管機關之國家或地區之期貨業及其相關事業，包括當地國法令准許其經營之相關期貨、證券及金融等業務。
二、其他經本會核准得轉投資之相關事業。
期貨商或其子公司投資大陸地區期貨公司，應依臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法之規定辦理。
期貨商經核准投資大陸地區期貨公司者，不得有下列行為：
一、受託從事大陸地區之期貨交易。
二、推介臺灣地區交易人從事大陸期貨市場之期貨交易。
期貨商或其子公司投資之大陸地區期貨公司，不得對臺灣地區個人及事業提供服務。
期貨商或其子公司投資大陸地區非證券期貨機構應向本會申請許可。
一、設有期貨主管機關之國家或地區之期貨業及其相關事業，包括當地國法令准許其經營之相關期貨、證券及金融等業務。
二、其他經本會核准得轉投資之相關事業。
期貨商或其子公司投資大陸地區期貨公司，應依臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法之規定辦理。
期貨商經核准投資大陸地區期貨公司者，不得有下列行為：
一、受託從事大陸地區之期貨交易。
二、推介臺灣地區交易人從事大陸期貨市場之期貨交易。
期貨商或其子公司投資之大陸地區期貨公司，不得對臺灣地區個人及事業提供服務。
期貨商或其子公司投資大陸地區非證券期貨機構應向本會申請許可。