Regulations Governing Futures Commission Merchants Article 25
A futures commission merchant shall not open an account for any of the following persons:1. anyone under the age of 20;2. anyone who has been adjudicated bankrupt and whose rights have not been reinstated;3. anyone who has been placed under guardianship or assistance by an adjudication that has not been revoked;4. anyone who opens an account on behalf of a juristic person but fails to present the documents issued by such juristic person authorizing the opening of the account;5. an overseas compatriot or foreign national seeking to open an account who is unable to furnish a certificate evidencing registration with the TWSE or the TAIFEX;6. an overseas compatriot or foreign national who has entered into a contract with a custodian institution or agent and the content of the contract does not comply with the requirements of the TAIFEX;7. the staff and employees of the FSC securities and futures bureau, the TAIFEX, a futures clearing house, or the Futures Association;8. anyone who has breached a futures trading contract or a securities trading contract within the last 5 years and the case remains unclosed; or9. anyone who has been found guilty by a judicial authority of a criminal violation of futures trading acts and regulations or securities exchange acts and regulations, and such judgment has become final and unappealable within the last 5 years.In the event that any of the descriptions set forth in the preceding paragraph applies to a futures trader who has already opened an account, the futures commission merchant shall immediately cease accepting new orders from such a customer; provided that this shall not apply to the new orders necessary in order to deal with currently outstanding positions.When the claims and liabilities of the futures trader referred to in the preceding paragraph are fully settled, the futures commission merchant shall cancel the account.
中文原文 期貨商管理規則第25條
期貨商對於有下列各款情事之一者，不得接受其委託開戶：
一、年齡未滿二十歲。
二、受破產之宣告未經復權。
三、受監護或輔助宣告未經撤銷。
四、法人委託開戶未能提出該法人授權開戶之證明書。
五、華僑及外國人委託開戶未能提出證券交易所或期貨交易所核發之登記證明文件。
六、境外華僑及外國人與保管機構或代理人所簽訂合約之內容不符期貨交易所之規定。
七、本會證券期貨局、期貨交易所、期貨結算機構及同業公會之職員及聘僱人員。
八、曾因違背期貨交易契約或證券交易契約未結案且未滿五年。
九、違反期貨交易管理法令或證券交易管理法令，經司法機關有罪之刑事判決確定未滿五年。
期貨商對已開戶而有前項各款情事之一者，應立即停止收受期貨交易人之新訂單。
但為處理原有交易之新訂單，不在此限。
期貨商於前項期貨交易人之債權債務結清後，應予銷戶。
一、年齡未滿二十歲。
二、受破產之宣告未經復權。
三、受監護或輔助宣告未經撤銷。
四、法人委託開戶未能提出該法人授權開戶之證明書。
五、華僑及外國人委託開戶未能提出證券交易所或期貨交易所核發之登記證明文件。
六、境外華僑及外國人與保管機構或代理人所簽訂合約之內容不符期貨交易所之規定。
七、本會證券期貨局、期貨交易所、期貨結算機構及同業公會之職員及聘僱人員。
八、曾因違背期貨交易契約或證券交易契約未結案且未滿五年。
九、違反期貨交易管理法令或證券交易管理法令，經司法機關有罪之刑事判決確定未滿五年。
期貨商對已開戶而有前項各款情事之一者，應立即停止收受期貨交易人之新訂單。
但為處理原有交易之新訂單，不在此限。
期貨商於前項期貨交易人之債權債務結清後，應予銷戶。