Regulations Governing Futures Commission Merchants Article 23-1
Except in a case involving its equity investment in another enterprise as approved by the FSC, a futures commission merchant, when exercising rights in any investee company shares that it has acquired, shall do so for the greatest benefit of the futures commission merchant, and may not directly or indirectly participate in the operation of the investee company or make any inappropriate arrangement.Except where otherwise provided by law or regulation, a futures commission merchant, when exercising voting rights of stock it holds in a public company, shall dispatch a personnel member of the futures commission merchant to attend and do so as its representative.
中文原文 期貨商管理規則第23-1條
期貨商除經本會核准之轉投資事業外，其取得被投資公司股份股權之行使應基於該期貨商之最大利益，不得直接或間接參與被投資公司經營或有不當之安排情事。
期貨商行使持有公開發行公司股票之表決權，除法令另有規定外，應由期貨商指派人員代表出席為之。
期貨商行使持有公開發行公司股票之表決權，除法令另有規定外，應由期貨商指派人員代表出席為之。