Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants Article 4
A securities introducing broker that solicits securities trading business shall do so in the name of the mandating securities firm, and may not make misrepresentations, exaggerations, biased representations, fraudulent statements, or engage in other misleading conduct, and shall be subject, mutatis mutandis, to Article 5 of the Regulations Governing Securities Firms.
中文原文 期貨商經營證券交易輔助業務管理規則第4條
證券交易輔助人從事證券交易之招攬業務，應以委任證券商名義為之，不得有虛偽不實、誇大、偏頗、詐騙或其他使人誤信之行為，並準用證券商管理規則第五條規定。