Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants Article 26
In the operation of securities introducing broker business by a futures commission merchant, the business shall be operated by a dedicated department and a dedicated person shall be assigned responsibility for its management, and the business shall be executed by registered, qualified associated persons for securities business.
中文原文 期貨商經營證券交易輔助業務管理規則第26條
期貨商經營證券交易輔助業務，除應由專責部門辦理及指派專人負責管理外，並應由登記合格之證券業務人員執行業務。