Regulations Governing Futures Trust Funds Article 31
A futures trust fund distributor that subscribes to a futures trust fund in its own name on behalf of a customer shall fully implement money laundering controls and the measures for prevention of short-swing trading given in the fund's prospectus. For trades by a fund customer that conform to the definition of short-swing trading given in the prospectus, the distributor shall provide the futures trust enterprise with relevant information on the customer in the format prescribed by the competent authority, and the futures trust enterprise may require the fund distributor to refuse any new subscriptions by the given customer.The futures trust enterprise shall maintain confidentiality of any information provided by the futures trust fund distributor pursuant to the preceding paragraph.
中文原文 期貨信託基金管理辦法第31條
期貨信託基金銷售機構以自己名義為客戶申購期貨信託基金者，應確實執行洗錢防制及公開說明書所載短線交易防制措施。
對所屬期貨信託基金客戶從事期貨信託基金交易符合公開說明書短線交易認定標準者，應依主管機關所規定之格式，提供該客戶相關資料予期貨信託事業，期貨信託事業並得要求期貨信託基金銷售機構拒絕該客戶之新增申購。
期貨信託事業對期貨信託基金銷售機構依前項規定所提供之資料應保守秘密。
對所屬期貨信託基金客戶從事期貨信託基金交易符合公開說明書短線交易認定標準者，應依主管機關所規定之格式，提供該客戶相關資料予期貨信託事業，期貨信託事業並得要求期貨信託基金銷售機構拒絕該客戶之新增申購。
期貨信託事業對期貨信託基金銷售機構依前項規定所提供之資料應保守秘密。