Regulations Governing Futures Trust Funds Article 12
A futures trust enterprise may offer a futures trust fund to persons meeting certain eligibility requirements only after submitting an application, with the following documents attached, to the Futures Association, followed by the Futures Association's review and forwarding of the application, along with a review opinion, to the competent authority and the competent authority's subsequent approval of the application:1.An application form.2.A futures trust fund review form.3.A futures trust deed.4.A prospectus (overseas offerings exempted).5.The board of directors meeting minutes in regard to the offering of the futures trust fund.6.Documentary proof that the futures trust fund managers meet the qualifications under Article 46 of the Regulations Governing Futures Trust Enterprises.7.A declaration that none of the circumstances set out in Article 66 apply to the fund custodian.8.A photocopy of the Central Bank letter of consent shall be attached with applications for offerings of futures trust funds denominated in foreign currencies.A futures trust enterprise shall act in accordance with Article 15 when offering a futures trust fund, and when offering the fund to persons meeting certain eligibility requirements, shall also submit the following documents to the competent authority within five days after the date on which payment for the certificates has been completed:1.A declaration that the beneficial owners meet the requirements set out in Article 13, paragraph 1.2.A bank proof of deposit document showing that the total proceeds from the beneficial certificates meet the minimum required amount for a futures trust fund offering.
中文原文 期貨信託基金管理辦法第12條
期貨信託事業對符合一定資格條件之人募集期貨信託基金，應檢具下列書件，送由同業公會審查並附審查意見，轉報主管機關申請核准後，始得為之：
一、申請書。
二、期貨信託基金審查表。
三、期貨信託契約。
四、公開說明書（國外募集者免）。
五、董事會決議募集期貨信託基金之議事錄。
六、期貨信託基金經理人符合期貨信託事業管理規則第四十六條規定資格條件之證明文件。
七、基金保管機構無第六十六條規定情事之聲明書。
八、募集以外幣計價之期貨信託基金，應檢附中央銀行同意函影本。
期貨信託事業應依第十五條規定募集期貨信託基金，對符合一定資格條件之人募集者並應於受益憑證價款繳納完成日起五日內，檢具下列書件，向主管機關申報：
一、受益人符合第十三條第一項所定資格條件之聲明書。
二、受益憑證價款繳款總金額達期貨信託基金最低募集金額之銀行存款證明。
一、申請書。
二、期貨信託基金審查表。
三、期貨信託契約。
四、公開說明書（國外募集者免）。
五、董事會決議募集期貨信託基金之議事錄。
六、期貨信託基金經理人符合期貨信託事業管理規則第四十六條規定資格條件之證明文件。
七、基金保管機構無第六十六條規定情事之聲明書。
八、募集以外幣計價之期貨信託基金，應檢附中央銀行同意函影本。
期貨信託事業應依第十五條規定募集期貨信託基金，對符合一定資格條件之人募集者並應於受益憑證價款繳納完成日起五日內，檢具下列書件，向主管機關申報：
一、受益人符合第十三條第一項所定資格條件之聲明書。
二、受益憑證價款繳款總金額達期貨信託基金最低募集金額之銀行存款證明。