Regulations Governing Futures Trust Enterprises Article 51

An associated person of a futures trust enterprise shall attend pre-service training and in-service training held by an institution designated by the competent authority.Any person to be employed as an associated person for the first time, or to be re-employed as such after having left such employment for a full 2 years or more, shall attend pre-service training within the half-year period after reporting to work, and any person incumbent in that position shall attend in-service training every 2 years.In the case of a managed futures enterprise that concurrently operates a futures trust enterprise, its associated persons applying to be registered as such for the futures trust enterprise need not attend the pre-service training required by the preceding paragraph.An associated person who has attended pre-service training with a passing score during the half-year period before obtaining the qualification as associated person under Articles 46, 47, or 48, need not attend the pre-service training required by paragraph 2 for associated persons serving for the first time if that person has been registered as an associated person and commenced the performance of duties during the half-year period following the attainment of the qualification as associated person.Any person having obtained the qualification as an associated person of a futures commission merchant under Article 5, subparagraphs 1 to 3 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants, shall attend pre-service training for a number of hours fixed by the Association when applying to be registered as an associated person under Article 4, subparagraph 1, 2, or 4 hereof.