Regulations Governing Futures Trust Enterprises Article 46
A futures trust enterprise shall for each futures trust fund appoint a dedicated fund manager, possessing one of the following qualifications, to be in charge of the use of fund assets:1. Has obtained qualification as a futures trading analyst in accordance with the Regulations Governing Managed Futures Enterprises.2. Has obtained qualification as an associated person of a futures commission merchant in accordance with the provisions of Article 5, subparagraphs 1 to 3 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants, and also has 3 years or more of work experience in futures trading analysis or trading decision-making at a qualified institutional investor(s).3. Has obtained qualification as an associated person of a futures commission merchant in accordance with the provisions of Article 5, subparagraphs 1 to 3 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants, and also has 2 years or more of work experience serving in the capacity of securities investment trust fund manager or discretionary securities investment manager.4. Has obtained qualification as an associated person of a futures commission merchant in accordance with the provisions of Article 5, subparagraphs 1 to 3 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants, and also has 1 year or more of experience serving in the capacity of making trading decisions for discretionary futures trading, with an unblemished record.The number and size of funds that a fund manager may be in charge of and the qualification requirements for a fund manager shall be as determined by the competent authority.
中文原文 期貨信託事業管理規則第46條
期貨信託事業對於每一期貨信託基金之運用,均應指派具備下列資格條件之一之基金經理人專人負責:
一、依期貨經理事業管理規則規定,取得期貨交易分析人員資格者。
二、依期貨商負責人及業務員管理規則第五條第一款至第三款規定,取得期貨商業務員資格,並在專業投資機構從事期貨交易分析或交易決定工作三年以上者。
三、依期貨商負責人及業務員管理規則第五條第一款至第三款規定,取得期貨商業務員資格,並曾任證券投資信託基金經理人或證券全權委託投資經理人職務二年以上者。
四、依期貨商負責人及業務員管理規則第五條第一款至第三款規定,取得期貨商業務員資格,擔任全權委託期貨交易業務之交易決定人員職務一年以上,無不良紀錄者。
基金經理人得負責之基金數量、額度及其資格條件,由主管機關定之。
一、依期貨經理事業管理規則規定,取得期貨交易分析人員資格者。
二、依期貨商負責人及業務員管理規則第五條第一款至第三款規定,取得期貨商業務員資格,並在專業投資機構從事期貨交易分析或交易決定工作三年以上者。
三、依期貨商負責人及業務員管理規則第五條第一款至第三款規定,取得期貨商業務員資格,並曾任證券投資信託基金經理人或證券全權委託投資經理人職務二年以上者。
四、依期貨商負責人及業務員管理規則第五條第一款至第三款規定,取得期貨商業務員資格,擔任全權委託期貨交易業務之交易決定人員職務一年以上,無不良紀錄者。
基金經理人得負責之基金數量、額度及其資格條件,由主管機關定之。