Regulations Governing Futures Trust Enterprises Article 44

An assistant general manager, deputy assistant general manager, or manager in a business operations department of a futures trust enterprise shall possess leadership ability and the ability to effectively assist in the operation of a futures trust enterprise, and also possess one of the following qualifications:1. Has obtained qualification as a futures trading analyst in accordance with the Regulations Governing Managed Futures Enterprises, and also has work experience meeting one of the following criteria:A. 1 year or more of relevant work experience at a qualified institutional investor(s).B. 2 years or more of work experience, with a good performance record, in a professional field such as information, technology, law, e-commerce, or digital economy.2. Is a graduate of a domestic or foreign school at the level of junior college or higher recognized by the Ministry of Education or has an equivalent level of education, and also has 3 years or more of relevant work experience at a qualified institutional investor(s), with a good performance record.3. Has other academic or work qualifications sufficient to demonstrate possession of professional knowledge of futures, operational experience, and leadership ability.The term "business operations department" in the preceding paragraph means a department conducting any type of business under Article 4, subparagraphs 1 to 7 and 9.A director of a futures trust enterprise or any of its personnel referred to in paragraph 1, who serves or otherwise directly engages in a capacity set out in any subparagraph of Article 4, shall obtain or possess the qualifications set out in Article 46, 47, or 48, as the case may be.The provisions of paragraph 1 shall apply mutatis mutandis with respect to a person serving in a position with duties equivalent to a position under paragraph 1, as determined according to any other law or to the articles of incorporation of the futures trust enterprise.
中文原文 期貨信託事業管理規則第44條
期貨信託事業業務部門之副總經理、協理、經理等,應具備領導及有效輔佐經營期貨信託事業之能力,並應具備下列資格之一:
一、依期貨經理事業管理規則規定,取得期貨交易分析人員資格,並具下列工作經驗之一:
(一)具專業投資機構相關工作經驗一年以上者。
(二)具資訊、科技、法律、電子商務或數位經濟等專業領域之工作經驗二年以上,成績優良者。
二、經教育部承認之國內外專科以上學校畢業或具有同等學歷,並具專業投資機構相關工作經驗三年以上,成績優良者。
三、有其他學經歷足資證明其具備期貨專業知識、經營經驗及領導能力者。
前項所稱業務部門指從事第四條第一款至第七款及第九款業務之部門。
期貨信託事業之董事及第一項人員擔任或直接從事第四條各款所定之職務者,應取得或具備第四十六條、第四十七條或第四十八條所定之資格條件。
依其他法律或期貨信託事業組織章程規定與第一項人員職責相當者,準用第一項規定。

English translation for reference only; the Chinese text prevails. Not legal advice.