Standards Governing the Establishment of Futures Trust Enterprises Article 7

A director or supervisor of a futures trust enterprise or a shareholder holding 5 percent or more of the total number of issued shares thereof may not serve as a promoter of any other futures trust enterprise unless otherwise provided by the competent authority.Anyone that has a relationship of affiliated enterprise as defined in Chapter VI-I of the Company Act with respect to a director, supervisor, or shareholder holding 5 percent or more of the total number of issued shares, of a futures trust enterprise, may not serve as a promoter of any other futures trust enterprise unless otherwise provided by the competent authority.The calculation of the shareholding of a shareholder holding 5 percent or more of the total number of issued shares under the preceding two paragraphs shall include shares held by the shareholder's spouse and minor children and shares held through nominees."Held through nominees" in these Standards means that the following criteria are met:1.Directly or indirectly providing the stock to another person or providing funds to another person for the purpose of purchasing the stock.2.Having rights/interest in the management, use, or disposal of the stock held by the other person.3.Being the principal to whom belong, in whole or in part, profits or losses of the stock held by the other person.