Standards Governing the Establishment of Futures Trust Enterprises Article 19
To apply to concurrently operate a futures trust enterprise, a managed futures enterprise shall have the following qualifications:1.Has been in operation for at least a full 3 years.2.Has paid-in capital of no less than NT$300 million.3.Has one or more shareholders meeting the qualification requirements in Article 12 hereof, with combined shareholding of no less than 20% of total issued shares.4.Has net worth per share of not less than par value, as shown in the CPA-audited and attested financial report for the most recent period.5.Has not been sanctioned under Article 100, paragraph 1, subparagraph 1of the Act during the last half year.6.Has not been sanctioned under Article 100, paragraph 1, subparagraphs 2 to 4 of the Act during the last 2 years.If a managed futures enterprise that has been sanctioned under subparagraph 5 or 6 of the preceding paragraph and ordered by the competent authority to make corrections has not yet made concrete corrections as of the time it applies to concurrently a operate futures trust enterprise, the competent authority may deny the permission that is being applied for.
中文原文 期貨信託事業設置標準第19條
期貨經理事業申請兼營期貨信託事業，應具備下列條件：
一、營業滿三年。
二、實收資本額不少於新臺幣三億元。
三、應有一名以上符合第十二條所定資格條件之股東，且其合計持股不少於已發行股份百分之二十。
四、最近期經會計師查核簽證之財務報告，每股淨值不低於面額。
五、最近半年未曾受本法第一百條第一項第一款之處分。
六、最近二年未曾受本法第一百條第ㄧ項第二款至第四款之處分。
期貨經理事業曾受前項第五款或第六款之處分，且經主管機關命令其改善，於申請兼營期貨信託事業時，仍未具體改善者，主管機關得不許可其申請。
一、營業滿三年。
二、實收資本額不少於新臺幣三億元。
三、應有一名以上符合第十二條所定資格條件之股東，且其合計持股不少於已發行股份百分之二十。
四、最近期經會計師查核簽證之財務報告，每股淨值不低於面額。
五、最近半年未曾受本法第一百條第一項第一款之處分。
六、最近二年未曾受本法第一百條第ㄧ項第二款至第四款之處分。
期貨經理事業曾受前項第五款或第六款之處分，且經主管機關命令其改善，於申請兼營期貨信託事業時，仍未具體改善者，主管機關得不許可其申請。