Futures Trading Act Article 28
No person who falls within any of the following categories shall serve as a promoter, director, supervisor, or manager of a membership futures exchange; those already serving in any of these capacities shall be discharged:1. Any person specified in any subparagraph of Article 30 of the Company Act.2. Any person who served as a director, supervisor, managerial officer, or other equivalent position of a juristic person at a time it was adjudicated bankrupt if three years have not elapsed since the close of the bankruptcy or the reconciliation has not been fulfilled.3. Any person with a record of a negotiable instrument being dishonored by a financial institution in the preceding three years.4. Any person who has been discharged from their position under paragraph 1 of Article 101 of this Act, or Article 56 or subparagraph 2 of Article 66 of the Securities and Exchange Act within the past five years.5. Any person who has been sentenced under this Act, the Foreign Futures Trading Act, the Company Act, the Securities and Exchange Act, the Banking Act, the Foreign Exchange Regulation Act, the Insurance Act, or the Credit Union Act to a punishment not less severe than a criminal fine, and five years have not elapsed since the completion of sentence execution, the expiration of the suspension of sentence, or the pardon of the crime.6. Any person who has been removed from their position pursuant to subparagraph 2 of Article 100 of this Act within the past five years.7. Any person proven to have been improperly used by another to fill a position as a promoter, director, supervisor, or managerial officer of a membership futures exchange.If a promoter, director, or supervisor of the membership futures exchange is a juristic person, the preceding paragraph shall apply mutatis mutandis to the representative of the juristic person or the individual designated to execute business for the juristic person.
中文原文 期貨交易法第28條
有下列各款情事之一者,不得充任會員制期貨交易所之發起人、董事、監察人、經理人,其已充任者,解任之:
一、有公司法第三十條各款情事之一。
二、曾任法人宣告破產時之董事、監察人、經理人或與其地位相等之人,其破產終結未滿三年或調協未履行。
三、最近三年內在金融機構使用票據有拒絕往來紀錄。
四、受第一百零一條第一項、證券交易法第五十六條或第六十六條第二款解除職務處分,未滿五年。
五、違反本法、國外期貨交易法、公司法、證券交易法、銀行法、管理外匯條例、保險法或信用合作社法規定,經受罰金以上刑之宣告及執行完畢、緩刑期滿或赦免後未滿五年。
六、受第一百條第二款撤換職務處分,未滿五年。
七、經查明受他人利用充任會員制期貨交易所之發起人、董事、監察人或經理人。
發起人、董事或監察人為法人者,前項規定,對於該法人代表人或指定代表行使職務者,準用之。
一、有公司法第三十條各款情事之一。
二、曾任法人宣告破產時之董事、監察人、經理人或與其地位相等之人,其破產終結未滿三年或調協未履行。
三、最近三年內在金融機構使用票據有拒絕往來紀錄。
四、受第一百零一條第一項、證券交易法第五十六條或第六十六條第二款解除職務處分,未滿五年。
五、違反本法、國外期貨交易法、公司法、證券交易法、銀行法、管理外匯條例、保險法或信用合作社法規定,經受罰金以上刑之宣告及執行完畢、緩刑期滿或赦免後未滿五年。
六、受第一百條第二款撤換職務處分,未滿五年。
七、經查明受他人利用充任會員制期貨交易所之發起人、董事、監察人或經理人。
發起人、董事或監察人為法人者,前項規定,對於該法人代表人或指定代表行使職務者,準用之。