Futures Trading Act Article 112
A person who violates Article 106, Article 107, or paragraph 1 of Article 108 shall be punished with imprisonment for not less than 3 years but not more than 10 years, and in addition thereto may be fined a criminal fine of not less than NT$10 million but not more than NT$200 million.A person who commits an offense as set out in the preceding paragraph and subsequently voluntarily surrenders to the authorities, if they voluntarily hand over the proceeds of crime in full, shall have their punishment reduced or remitted; and their punishment shall be remitted if another principal offender or an accomplice is captured as a result.A person who commits an offense as set out in paragraph 1 and confesses during the prosecutorial inquiry, if they voluntarily hand over the proceeds of crime in full, shall have their punishment reduced; and their punishment shall be reduced by one-half if another principal offender or an accomplice is captured as a result.When the interest in property or assets gained by a person through the commission of an offense in paragraph 1 exceeds the maximum amount of the criminal fine, the fine may be increased within the scope of the interest gained.A person shall be punished with imprisonment for a period not exceeding seven years and, in addition thereto, may be fined a criminal fine of not more than NT$3 million for any of the following offenses:1. Without permission, engaging in the operation of a futures exchange or any related business of a futures exchange.2. Without permission, engaging in the operation of a futures clearing house.3. Violation of the provisions of paragraph 1 of Article 56.4. Without permission, engaging in the business of a leverage transaction merchant.5. Without permission, engaging in the business of a futures trust enterprise, managed futures enterprise, futures advisory enterprise or any other related futures service enterprises.6. Violation of the provision of paragraph 1 of Article 84 by any futures trust enterprise in raising a futures trust fund.
中文原文 期貨交易法第112條
違反第一百零六條、第一百零七條,或第一百零八條第一項之規定者,處三年以上十年以下有期徒刑,得併科新臺幣一千萬元以上二億元以下罰金。
犯前項之罪,於犯罪後自首,如自動繳交全部犯罪所得者,減輕或免除其刑;並因而查獲其他正犯或共犯者,免除其刑。
犯第一項之罪,在偵查中自白,如自動繳交全部犯罪所得者,減輕其刑;並因而查獲其他正犯或共犯者,減輕其刑至二分之一。
犯第一項之罪,其因犯罪獲致財物或財產上利益超過罰金最高額時,得於所得利益之範圍內加重罰金。
有下列情事之一者,處七年以下有期徒刑,得併科新臺幣三百萬元以下罰金:
一、未經許可,擅自經營期貨交易所或期貨交易所業務。
二、未經許可,擅自經營期貨結算機構。
三、違反第五十六條第一項之規定。
四、未經許可,擅自經營槓桿交易商。
五、未經許可,擅自經營期貨信託事業、期貨經理事業、期貨顧問事業或其他期貨服務事業。
六、期貨信託事業違反第八十四條第一項規定募集期貨信託基金。
犯前項之罪,於犯罪後自首,如自動繳交全部犯罪所得者,減輕或免除其刑;並因而查獲其他正犯或共犯者,免除其刑。
犯第一項之罪,在偵查中自白,如自動繳交全部犯罪所得者,減輕其刑;並因而查獲其他正犯或共犯者,減輕其刑至二分之一。
犯第一項之罪,其因犯罪獲致財物或財產上利益超過罰金最高額時,得於所得利益之範圍內加重罰金。
有下列情事之一者,處七年以下有期徒刑,得併科新臺幣三百萬元以下罰金:
一、未經許可,擅自經營期貨交易所或期貨交易所業務。
二、未經許可,擅自經營期貨結算機構。
三、違反第五十六條第一項之規定。
四、未經許可,擅自經營槓桿交易商。
五、未經許可,擅自經營期貨信託事業、期貨經理事業、期貨顧問事業或其他期貨服務事業。
六、期貨信託事業違反第八十四條第一項規定募集期貨信託基金。