Regulations Governing Offshore Securities Branches Article 11
Neither an offshore securities branch nor its managerial officers or employees may refer an investor to overseas securities firms to open accounts or to trade foreign securities.The act of making referrals by the managerial officer or employees of an offshore securities branch as referred to in the preceding paragraph shall be deemed as having been authorized by the securities firm.
中文原文 國際證券業務分公司管理辦法第11條
國際證券業務分公司及其經理人、受僱人不得轉介投資人至國外證券商開戶、買賣外國有價證券。
國際證券業務分公司之經理人及受僱人從事前項轉介行為，視為該證券商授權範圍內之行為。
國際證券業務分公司之經理人及受僱人從事前項轉介行為，視為該證券商授權範圍內之行為。