Regulations Governing the Administration of Credit Rating Agencies Article 18
The directors, supervisor(s), managerial officers, mandataries or employees of a credit rating agency shall not concurrently work in any way or take any honorary position for the rated entity or the issuer, originator, arranger, or underwriter of the rated instrument, provided that when due to an investment relationship, the directors, supervisor(s) or managerial officers of such entity may concurrently hold the position of director or supervisor at the credit rating agency if the matter is reported to and approved by the FSC.
中文原文 信用評等事業管理規則第18條
信用評等事業之董事、監察人、經理人、受任人或受雇人,不得以任何方式在受評等機構或受評等標的發行機構、創始機構、安排機構或證券承銷商兼職或擔任名譽職位。
但該等機構因投資關係,報經本會核准者,其董事、監察人或經理人得兼為信用評等事業之董事、監察人。
但該等機構因投資關係,報經本會核准者,其董事、監察人或經理人得兼為信用評等事業之董事、監察人。