Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust Article 11-2
The profile and duties of the arranger shall include the following matters:1.Arranger profile:A.Company profile: show the date of establishment, lines of business, and credit rating, enterprise organization, diagram of affiliated enterprises, operational status, and financial status; whether the company is an interested party of the trustee or promoter; principles for the prevention and handling of conflict of interest; and the circumstances regarding any penalty imposed on the company.B.Selection standards and process.2.Duties of the arranger:A.Obligations and responsibilities of the arranger.B.Other items as required by the FSC.
中文原文 受託機構募集不動產投資信託或資產信託受益證券公開說明書應行記載事項準則第11-2條
安排機構概況及職責應記載下列事項:
一、安排機構概況:
(一)公司簡介:列示設立日期、營業項目、信用評等等級、事業組織、關係企業圖、營運情形、財務狀況、是否為受託機構或發起人之利害關係人、相關利害衝突之防範與處理原則及受處罰情形。
(二)遴選標準及過程。
二、安排機構職責:
(一)安排機構之義務及責任。
(二)其他本會規定應記載事項。
一、安排機構概況:
(一)公司簡介:列示設立日期、營業項目、信用評等等級、事業組織、關係企業圖、營運情形、財務狀況、是否為受託機構或發起人之利害關係人、相關利害衝突之防範與處理原則及受處罰情形。
(二)遴選標準及過程。
二、安排機構職責:
(一)安排機構之義務及責任。
(二)其他本會規定應記載事項。