Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust Article 11-1
The profile of the promoter shall record the following matters:1.If the promoter is a juristic person, the profile shall include an enterprise profile (showing date of establishment, lines of business, and credit rating), enterprise organization, diagram of affiliated enterprises, operational status, and financial status; the proportional share held by the promoter in the real estate or real estate-related rights in which the fund has decided to invest; whether the promoter is an interested party of the trustee; principles for the prevention and handling of conflict of interest; and the circumstances regarding any penalty imposed on the promoter.2.If the promoter is an individual, the profile shall include the individual's name; the proportional share held by the promoter in the real estate or real estate-related rights in which the REIT fund has decided to invest pursuant to Article 4, paragraph 1, subparagraph 16 of the Act; and whether the promoter is an interested person of the trustee.3.Other items as required by the FSC.
中文原文 受託機構募集不動產投資信託或資產信託受益證券公開說明書應行記載事項準則第11-1條
發起人概況應記載下列事項:
一、發起人為法人者,應記載事業簡介(列示設立日期、營業項目、信用評等)、事業組織、關係企業圖、營運情形、財務狀況、對本基金已確定投資之不動產或不動產相關權利之持分、是否為受託機構之利害關係人、相關利害衝突之防範與處理原則及受處罰情形。
二、發起人為個人者,應記載姓名、所持不動產投資信託基金依本條例第四條第一項第十六款規定已確定投資之不動產或不動產相關權利之持分及是否為受託機構之利害關係人。
三、其他本會規定之應記載事項。
一、發起人為法人者,應記載事業簡介(列示設立日期、營業項目、信用評等)、事業組織、關係企業圖、營運情形、財務狀況、對本基金已確定投資之不動產或不動產相關權利之持分、是否為受託機構之利害關係人、相關利害衝突之防範與處理原則及受處罰情形。
二、發起人為個人者,應記載姓名、所持不動產投資信託基金依本條例第四條第一項第十六款規定已確定投資之不動產或不動產相關權利之持分及是否為受託機構之利害關係人。
三、其他本會規定之應記載事項。