Regulations Governing the Offering and Issuance of Securities by Foreign Issuers Article 9-1

When a foreign issuer files for a case listed below, the FSC may engage the TWSE or the TPEx to handle case:1. A foreign issuer filing for a case under Article 5, paragraph 1, subparagraph 2 or 7, or Article 58, paragraph 1.2. Case in which a primary exchange (or OTC) listed company files for issuance of new shares in connection with a merger, or issuance of new shares in connection with receiving transfer of shares of another company, or issuance of new shares in connection with an acquisition or demerger conducted in accordance with related laws, or the retroactive handling of public issuance procedures for privately placed securities, or capital reduction.When the TWSE or the TPEx is engaged by the FSC to handle a case under the preceding paragraph, if, after effective registration, any circumstance is discovered under which the effective registration is voidable or revocable under these Regulations, the FSC may order the engaged institution to void or revoke the effective registration.
中文原文 外國發行人募集與發行有價證券處理準則第9-1條
外國發行人申報下列案件,本會得委託證券交易所或證券櫃檯買賣中心受理:
一、外國發行人申報第五條第一項第二款、第七款及第五十八條第一項案件。
二、第一上市(櫃)公司申報合併發行新股、受讓他公司股份發行新股、依法律規定進行收購或分割發行新股、私募有價證券補辦公開發行及減少資本案件。
證券交易所及證券櫃檯買賣中心經本會委託受理前項案件,於申報生效後,經發現有本準則所定得撤銷或廢止其申報生效之情形者,本會得命受託機構撤銷或廢止其申報生效。

English translation for reference only; the Chinese text prevails. Not legal advice.