Regulations Governing Postal Simple Life Insurance Operations Article 49
Chunghwa Post shall not approve an insurance agent registration application from anyone who falls into any of the following categories (and registration shall be cancelled for anyone who already possesses a registration found to belong to any of the following categories):1. Legally incompetent persons, legally quasi-incompetent persons or those with limited legal capacity or subject to the court order of commencement of assistance and such order has not been revoked.2. Persons whose applications are found to contain false statements.3. Persons who have violated provisions of the Organized Crime Prevention Act and who were sentenced to imprisonment and are either still in prison or were released from prison, on probation or pardoned within the last 5 years.4. Persons convicted of forgery, embezzlement, fraud or breach of trust and sentenced to imprisonment who are either still in prison or were released from prison, on probation or pardoned within the last 3 years.5. Persons who have violated provisions of this Act, Insurance Act, Banking Act, Financial Holding Company Act, Trust Enterprise Act, the Act Governing Bills Finance Business, Financial Asset Securitization Act, Real Estate Securitization Act, Securities and Exchange Act, Futures Trading Act, Securities Investment Trust and Consulting Act, Foreign Exchange Control Act, Credit Cooperative Act, Money Laundering Control Act, Counter-Terrorism Financing Act, or other financial regulations who were sentenced to imprisonment in a final judgment and are either still in prison or were released from prison, on probation or pardoned within the last 3 years.6. Persons who have declared bankruptcy and have not yet restored the rights they lost.7. Persons who have suffered or are responsible for a major loss of credit standing, whether resolved or not, within the last 3 years.8. Persons whose registration is currently suspended or was revoked hereof over the past three years as mandated in Article 56.9. Persons who are registered with other insurance carriers, insurance agencies or insurance broker companies or banks engaging in the same type of insurance business, and the previous registration has not been cancelled.10. Persons who already possess licenses of insurance agents or insurance brokers, or acting as the responsible person of another insurance agent company, insurance broker company, or insurance surveyor company.11. There is factual proof that the person has engaged in or otherwise been involved in any other dishonest or improper activity over the past three years and are therefore not fit for the positions.The “same kinds of insurance” as mentioned in subparagraph 9 of the preceding paragraph means life insurance or simple life insurance.
中文原文 郵政簡易人壽保險監督管理辦法第49條
申請登記之業務員有下列情事之一者，中華郵政公司應不予登記；已登記者，應予註銷：
一、無行為能力、限制行為能力或受輔助宣告尚未撤銷。
二、申請登記之文件有虛偽之記載。
三、曾犯組織犯罪防制條例規定之罪，經有罪判決確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年。
四、曾犯偽造文書、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾三年。
五、違反本法、保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、洗錢防制法、資恐防制法或其他金融管理法律，受刑之宣告確定，尚未執行完畢，或經執行完畢、緩刑期滿或赦免後尚未逾三年。
六、受破產之宣告，尚未復權。
七、有重大喪失債信情事尚未了結或了結後尚未逾三年。
八、依第五十六條規定在受停止招攬行為期限內或受撤銷業務員登記處分尚未逾三年。
九、已登錄為其他經營同類保險業務之保險業、保險代理人公司、保險經紀人公司或銀行之業務員未予註銷，而重複登記。
十、已領得保險代理人或保險經紀人執業證書，或充任其他保險代理人公司、保險經紀人公司或保險公證人公司之負責人。
十一、最近三年有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任業務員。
前項第九款所稱經營同類保險業務，指所經營之業務同為人身保險或簡易人壽保險。
一、無行為能力、限制行為能力或受輔助宣告尚未撤銷。
二、申請登記之文件有虛偽之記載。
三、曾犯組織犯罪防制條例規定之罪，經有罪判決確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年。
四、曾犯偽造文書、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾三年。
五、違反本法、保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、洗錢防制法、資恐防制法或其他金融管理法律，受刑之宣告確定，尚未執行完畢，或經執行完畢、緩刑期滿或赦免後尚未逾三年。
六、受破產之宣告，尚未復權。
七、有重大喪失債信情事尚未了結或了結後尚未逾三年。
八、依第五十六條規定在受停止招攬行為期限內或受撤銷業務員登記處分尚未逾三年。
九、已登錄為其他經營同類保險業務之保險業、保險代理人公司、保險經紀人公司或銀行之業務員未予註銷，而重複登記。
十、已領得保險代理人或保險經紀人執業證書，或充任其他保險代理人公司、保險經紀人公司或保險公證人公司之負責人。
十一、最近三年有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任業務員。
前項第九款所稱經營同類保險業務，指所經營之業務同為人身保險或簡易人壽保險。