Regulations Governing Postal Simple Life Insurance Operations Article 26
The responsible person for the simple life insurance business of Chunghwa Post must have good moral character and must not be in any of the following situations. A responsible person having taken office to whom any of the following descriptions applies shall be dismissed:1. Legally incompetent persons or legally quasi-incompetent persons.2. Persons who have been convicted of breaking the Organized Crime Prevention Act.3. Persons convicted of counterfeiting currency, counterfeiting valuable securities, embezzlement, fraud or breach of trust and sentenced to imprisonment who are either not yet in prison or have not started serving, are still in prison or were released from prison, on probation or pardoned within the last 10 years.4. Persons found guilty of forgery, invasion of privacy, usury, preventing people from collecting debts owed them, or breaking provisions in the Tax Act, Commercial Label Act, the Copyright Act or other acts or regulations governing industry and commerce and sentenced to imprisonment who are either not yet in prison or have not started serving, still in prison or who were released from prison, on probation or pardoned within the last 5 years.5. Persons convicted of corruption and sentenced to imprisonment who are either execution of the sentence has not started serving, still in prison or who were released from prison, on probation or pardoned within the last 5 years.6. Persons convicted of breaking provisions of this Act, Insurance Act, Banking Act, Financial Holding Company Act, Trust Enterprise Act, the Act Governing Bills Finance Business, Financial Asset Securitization Act, Real Estate Securitization Act, Securities Transaction Act, Futures Trading Act, Securities Investment Trust and Consulting Act, Foreign Exchange Management Act, Credit Cooperative Act, the Agricultural Finance Act, the Farmers Association Act, the Fishermen’s Association Act, Money Laundering Control Act, Postal Act or other financial regulations who were sentenced to imprisonment and are either execution of the sentence has not started serving, still in prison or were released from prison, on probation or pardoned within the last 5 years.7. Persons who have declared bankruptcy and have not yet restored the rights they lost.8. Persons who have served as the person-in-charge of a juridical person (corporation) at the time it declared bankruptcy if the bankruptcy was finalized within the last 5 years or the juridical person did not fulfill the promises made during bankruptcy negotiations.9. Persons who have been denied services at a bank for bouncing checks or misusing other negotiable instruments, or persons for whom said services were restored but are on record for bouncing checks due to insufficient funds within three years after the restoration of said services.10. Persons who have suffered or are responsible for a major loss of credit standing, whether resolved or not, within the last 5 years.11. In violation of this Act, Insurance Act, Banking Act, Financial Holding Company Act, Trust Enterprise Act, the Act Governing Bills Finance Business, Financial Asset Securitization Act, Real Estate Securitization Act, Securities Transaction Act, Futures Trading Act, Securities Investment Trust and Consulting Act, Foreign Exchange Management Act, Credit Cooperative Act, the Agricultural Finance Act, the Farmers Association Act, the Fishermen’s Association Act, Postal Remittances and Savings Act or other financial regulations and have been ordered to be replaced or dismissed by the FSC within the last 5 years.12. Persons who have been forced labor on account of larceny or stolen property who are still serving their sentences or who have been released within the last 5 years.13. Persons who serve as the person-in-charge of other insurance companies, financial holding companies, banks, trust and investment companies, credit cooperatives, the credit departments of farmers’ associations or fishermen’ s associations, bills finance corporations, brokerages, securities and finance firms, securities investment trust companies, investment consulting companies or futures brokerages. However, if Chunghwa Post has an investment stake in these companies, a Chunghwa Post chairperson or senior executive may not serve in the same capacity but may, with the approval of the MOTC and the FSC, serve as a board member or corporate supervisor of a bank or the person-in-charge of other institutions.14. Persons that evidence shows have engaged in or been involved in other dishonest or improper activities and are demonstrating unsuitability to serve as a responsible person of simple life insurance business.
中文原文 郵政簡易人壽保險監督管理辦法第26條
有下列情事之一者，不得充任中華郵政公司簡易壽險業務之負責人，已充任者應予解任：
一、無行為能力或限制行為能力者。
二、曾犯組織犯罪防制條例規定之罪，經有罪判決確定者。
三、曾犯偽造貨幣、偽造有價證券、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾十年者。
四、曾犯偽造文書、妨害秘密、重利、損害債權罪或違反稅捐稽徵法、商標法、專利法或其他工商管理法規定，經宣告有期徒刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
五、曾犯貪污罪，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
六、違反本法、保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、洗錢防制法、郵政法或其他金融管理法，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
七、受破產之宣告，尚未復權者。
八、曾任法人宣告破產時之負責人，破產終結尚未逾五年，或調協未履行者。
九、使用票據經拒絕往來尚未恢復往來者，或恢復往來後三年內仍有存款不足退票紀錄者。
十、有重大喪失債信情事尚未了結、或了結後尚未逾五年者。
十一、因違反本法、保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、郵政儲金匯兌法或其他金融管理法，經金管會命令撤換或解任，尚未逾五年者。
十二、受感訓處分之裁定確定或因犯竊盜、贓物罪，受強制工作處分之宣告，尚未執行完畢，或執行完畢尚未逾五年者。
十三、擔任其他保險業、金融控股公司、銀行、信託公司、信用合作社、農（漁）會信用部、票券金融公司、證券公司、證券金融公司、證券投資信託公司、證券投資顧問公司或期貨商之負責人者。
但因投資關係，經交通部洽商金管會後核准者，除董事長、經理人不得互相兼任外，得擔任所投資銀行之董事、監察人（監事）或銀行以外其他機構之負責人。
十四、有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任者。
一、無行為能力或限制行為能力者。
二、曾犯組織犯罪防制條例規定之罪，經有罪判決確定者。
三、曾犯偽造貨幣、偽造有價證券、侵占、詐欺、背信罪，經宣告有期徒刑以上之刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾十年者。
四、曾犯偽造文書、妨害秘密、重利、損害債權罪或違反稅捐稽徵法、商標法、專利法或其他工商管理法規定，經宣告有期徒刑確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
五、曾犯貪污罪，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
六、違反本法、保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、洗錢防制法、郵政法或其他金融管理法，受刑之宣告確定，尚未執行完畢，或執行完畢、緩刑期滿或赦免後尚未逾五年者。
七、受破產之宣告，尚未復權者。
八、曾任法人宣告破產時之負責人，破產終結尚未逾五年，或調協未履行者。
九、使用票據經拒絕往來尚未恢復往來者，或恢復往來後三年內仍有存款不足退票紀錄者。
十、有重大喪失債信情事尚未了結、或了結後尚未逾五年者。
十一、因違反本法、保險法、銀行法、金融控股公司法、信託業法、票券金融管理法、金融資產證券化條例、不動產證券化條例、證券交易法、期貨交易法、證券投資信託及顧問法、管理外匯條例、信用合作社法、郵政儲金匯兌法或其他金融管理法，經金管會命令撤換或解任，尚未逾五年者。
十二、受感訓處分之裁定確定或因犯竊盜、贓物罪，受強制工作處分之宣告，尚未執行完畢，或執行完畢尚未逾五年者。
十三、擔任其他保險業、金融控股公司、銀行、信託公司、信用合作社、農（漁）會信用部、票券金融公司、證券公司、證券金融公司、證券投資信託公司、證券投資顧問公司或期貨商之負責人者。
但因投資關係，經交通部洽商金管會後核准者，除董事長、經理人不得互相兼任外，得擔任所投資銀行之董事、監察人（監事）或銀行以外其他機構之負責人。
十四、有事實證明從事或涉及其他不誠信或不正當之活動，顯示其不適合擔任者。