Regulations Governing Postal Simple Life Insurance Operations Article 24
Where any one of the following situations applies with respect to an item for which a signatory bears responsibility as mentioned in Article 12, the FSC may, depending on the seriousness of the offense, assess from one to three violation points and disclose the same to the insurance industry for a period of three years:1. The content on which a signatory has signed off on is not compliant with applicable laws in a material manner.2. There are major discrepancies between the content or format of what was submitted and the filing requirements.3. The content contains a major error or misses an important filing component.4. The filing contains false information.5. The filing contains a false or wrong statement.6. The content on which a signatory has signed off on is in material violation of directions for insurance product review adopted by the FSC.7. The content fails to meet the practice principles and self-regulatory rules or codes of professional conduct in a material manner by domestic professional societies (associations) or other relevant entities designated or commissioned by the FSC.Where there are a large number of errors or clear defects within a prescribed time period in the contents signed off on by an insurance product signatory, the FSC may, depending on the severity of the circumstances, assess from one to three violation points and disclose same to the insurance industry for a period of three years.If an insurance product signatory has been assessed a cumulative total of three violation points by the FSC within the past three years, the FSC may prohibit the signatory from signing off on insurance products for six months and make public announcement of the same.Where a domestic professional society (association) designated or authorized by the FSC, or another relevant entity, to which the signatory belongs, has suspended or restricted the signatory’s membership status due to the situation set out in Subparagraph 7 of Paragraph 1, the FSC may, depending on the severity of the circumstances, prohibit the signatory for a period of one year or less from signing off on insurance products. A public announcement of the same shall be made.
中文原文 郵政簡易人壽保險監督管理辦法第24條
保險商品簽署人員依第十二條負責項目有下列情形之一者，金管會得依情節輕重，予以記點一至三點，並向保險業揭露，其揭露期間為三年：
一、簽署內容不符相關法令規定情節重大。
二、檢附資料或格式有重大不符規定。
三、簽署內容有重大錯誤或重要事項有缺漏。
四、送審資料為不實之記載。
五、為不實或重大錯誤之聲明。
六、簽署內容違反金管會訂定審查保險商品應注意事項情節重大。
七、簽署內容不符所屬經金管會指定或委託之國內專業學（協）會或其他相關單位訂定之實務處理原則、自律規範或職業道德規範情節重大。
保險商品簽署人員於一定期間內簽署之內容有多處錯誤或品質明顯不良者，金管會得依其情節輕重，予以記點一至三點，並向保險業揭露，其揭露期間為三年。
保險商品簽署人員最近三年內遭金管會累積記點每達三點，金管會得命其六個月不得簽署保險商品，並公告之。
保險商品簽署人員因第一項第七款之情形，經金管會指定或委託之國內專業學（協）會或其他相關單位停止或限制其會員資格，金管會得依情節輕重，命其一年以下不得簽署保險商品，並公告之。
一、簽署內容不符相關法令規定情節重大。
二、檢附資料或格式有重大不符規定。
三、簽署內容有重大錯誤或重要事項有缺漏。
四、送審資料為不實之記載。
五、為不實或重大錯誤之聲明。
六、簽署內容違反金管會訂定審查保險商品應注意事項情節重大。
七、簽署內容不符所屬經金管會指定或委託之國內專業學（協）會或其他相關單位訂定之實務處理原則、自律規範或職業道德規範情節重大。
保險商品簽署人員於一定期間內簽署之內容有多處錯誤或品質明顯不良者，金管會得依其情節輕重，予以記點一至三點，並向保險業揭露，其揭露期間為三年。
保險商品簽署人員最近三年內遭金管會累積記點每達三點，金管會得命其六個月不得簽署保險商品，並公告之。
保險商品簽署人員因第一項第七款之情形，經金管會指定或委託之國內專業學（協）會或其他相關單位停止或限制其會員資格，金管會得依情節輕重，命其一年以下不得簽署保險商品，並公告之。