Regulations Governing Investment of Postal Savings in Beneficiary Certificates, Listed Securities and Over-the-Counter Securities Article 6
Chunghwa Post shall draw up an internal operations manual regarding investment in beneficiary certificates and exchange-listed or over-the-counter stocks. The manual shall cover transaction control procedures and principles, authorized amounts, stop-loss points, the execution risk and risk management departments, price assessment methods, investment analysis reports, the making of documents that record transactions and the length they shall be kept in files. This manual should be submitted to the board of directors for approval before implementation.The execution risk and risk management departments as mentioned in the preceding paragraph hereof shall be set up independently.
中文原文 郵政儲金投資受益憑證及上市（櫃）股票管理辦法第6條
中華郵政公司應訂定投資受益憑證及上市（櫃）股票相關內部作業要點，其規定內容包括交易控管程序及原則、授權額度、停損點、執行風險單位及控管風險單位、評價方式、投資分析報告、交易紀錄文件作成及保管年限等，報經董事會核准後施行。
前項執行風險單位及控管風險單位應分別獨立設置。
前項執行風險單位及控管風險單位應分別獨立設置。