Regulations Governing Foreign Exchange Business of Securities Enterprises Article 67

When the foreign exchange business of a securities enterprise involves products denominated in Renminbi (RMB) or products with the underlying linked with Mainland Area, the securities enterprise shall observe the provisions of Article 68 herein and the following rules, and relevant provisions in these Regulations shall also apply mutatis mutandis:1.Unless otherwise provided by the Bank, securities enterprises may not conduct RMB exchange settlement or conversion on behalf of customers when engaging in RMB-denominated investment products.2.The provisions of Subparagraph 4, Article 52 of the “Regulations Governing Foreign Exchange Business of Banking Enterprises” regarding limits on RMB purchase or sale through the account of a natural person on a per person per day basis shall apply mutatis mutandis.3.Other rules set out by the Bank for appropriate management of RMB business.