Regulations Governing Foreign Exchange Business of Securities Enterprises Article 64
Article 14 of the Regulations Governing Foreign Exchange Business of Banking Enterprises shall apply mutatis mutandis to the qualification and training requirements for personnel of securities enterprises handling foreign exchange derivatives business, wherein the provisions in the same article governing personnel handling the recommendation of foreign exchange derivatives apply to the personnel of securities enterprises handling the sales of foreign exchange derivatives.
中文原文 證券業辦理外匯業務管理辦法第64條
證券業辦理外匯衍生性商品業務之相關人員,應具備之資格條件及教育訓練,準用銀行業辦理外匯業務管理辦法第十四條規定。
其中辦理外匯衍生性商品銷售工作之相關人員,準用同條推介工作之相關規定。
其中辦理外匯衍生性商品銷售工作之相關人員,準用同條推介工作之相關規定。