Regulations Governing Foreign Exchange Business of Securities Enterprises Article 4
The term "foreign exchange business" as used in these Regulations comprises the following categories:1. Securities related businesses involving foreign exchange：(1) Foreign currency denominated international bonds business;(2) Proprietary trading of foreign securities business;(3) Issuance of call (put) warrants business involving foreign exchange ;(4) Business of accepting orders to trade foreign securities ;(5) Business of trading foreign bonds as an agent;(6) Business of acting as a participating dealer of an offshore exchange traded fund;(7) Business involving domestically issued foreign currency denominated exchange traded funds;(8) Business of acting as the master agent of an offshore fund institution;(9) Business of acting as a local mandated agent of an offshore fund institution ; and(10)Business of conducting wealth management involving foreign exchange by means of trust.2. Spot foreign exchange transactions in connection with securities businesses.3. Foreign exchange derivatives business.4. Other foreign exchange businesses related to the securities business approved by the Bank.When any of the businesses mentioned in the preceding paragraph involves foreign securities or offshore funds, such foreign securities or offshore funds shall not be denominated in New Taiwan dollar (NTD) and shall not involve or be linked to NTD exchange rate or NTD interest rate indices.
中文原文 證券業辦理外匯業務管理辦法第4條
本辦法所稱外匯業務，包括下列各款：
一、涉及外匯之證券相關業務：
（一）外幣計價國際債券業務。
（二）自行買賣外國有價證券業務。
（三）涉及外匯之發行認購（售）權證業務。
（四）受託買賣外國有價證券業務。
（五）代理買賣外國債券業務。
（六）擔任境外指數股票型基金之參與證券商業務。
（七）國內外幣計價指數股票型基金業務。
（八）擔任境外基金機構之總代理人業務。
（九）擔任境外基金機構之國內受委任機構業務。
（十）以信託方式辦理涉及外匯之財富管理業務。
二、與證券業務相關之即期外匯交易業務。
三、外匯衍生性商品業務。
四、其他經本行許可與證券業務相關之外匯業務。
前項各款業務涉及外國有價證券或境外基金者，該外國有價證券或境外基金不得以新臺幣計價，且不得涉及或連結新臺幣匯率或利率指標。
一、涉及外匯之證券相關業務：
（一）外幣計價國際債券業務。
（二）自行買賣外國有價證券業務。
（三）涉及外匯之發行認購（售）權證業務。
（四）受託買賣外國有價證券業務。
（五）代理買賣外國債券業務。
（六）擔任境外指數股票型基金之參與證券商業務。
（七）國內外幣計價指數股票型基金業務。
（八）擔任境外基金機構之總代理人業務。
（九）擔任境外基金機構之國內受委任機構業務。
（十）以信託方式辦理涉及外匯之財富管理業務。
二、與證券業務相關之即期外匯交易業務。
三、外匯衍生性商品業務。
四、其他經本行許可與證券業務相關之外匯業務。
前項各款業務涉及外國有價證券或境外基金者，該外國有價證券或境外基金不得以新臺幣計價，且不得涉及或連結新臺幣匯率或利率指標。