Regulations Governing Foreign Exchange Business of Securities Enterprises Article 26

A securities enterprise that intends to engage in offshore or foreign currency warrant business shall apply to the Bank for approval by submitting documents provided in Article 7 herein, and in addition, documents specified below:1.Qualification certificates issued by the FSC and the competent authority in the place where the offshore warrants will trade; and2.Business plan (including product profiles, operational guidelines and risk management).