Regulations Governing Foreign Exchange Business of Securities Enterprises Article 23
A securities enterprise that has obtained the qualification to engage in proprietary trading of domestic bonds may also engage in proprietary trading of foreign securities without making an application. However if such trading is neither an investment of proprietary funds nor done to meet hedging purposes, the securities enterprise shall apply to the Bank for approval by submitting documents provided in Article 7 herein and photocopies of the latest CPA audited or certified financial statements, procedures for handling receipt/payment, process description and other documents required by the Bank.
中文原文 證券業辦理外匯業務管理辦法第23條
證券業已取得國內債券自行買賣業務資格者，得不經申請逕行從事自行買賣外國有價證券業務。
但該業務若非屬自有資金之投資或避險需求者，除備文檢附第七條之書件外，並應檢附經會計師查核簽證或核閱最近期財務報表影本、款項收付、流程說明及其他本行要求文件，向本行申請許可。
但該業務若非屬自有資金之投資或避險需求者，除備文檢附第七條之書件外，並應檢附經會計師查核簽證或核閱最近期財務報表影本、款項收付、流程說明及其他本行要求文件，向本行申請許可。