Regulations Governing Foreign Exchange Business of Securities Enterprises Article 18
Securities enterprises that engage in foreign exchange business shall, for each category of business, submit relevant reports to the Bank’s Department of Foreign Exchange and ensure the completeness and accuracy of the contents of the reports. The instructions for filling the application form, required attachments and methods of submission of the reports shall be prescribed separately by the Bank.The timetable for securities enterprises to submit relevant reports to the Department of Foreign Exchange of the Bank is as follows:1.Daily report：Before 12:00 noon on the next business day.2.Monthly report：Within ten (10) days after the end of each month.If deemed necessary, the Bank may ask a securities enterprise to submit other relevant reports.With regard to the review of reports submitted by securities enterprises, the Bank may dispatch personnel to inspect the relevant account books and documents, or request securities enterprises to provide truthful and relevant documents or information within a prescribed period of time if deemed necessary.
中文原文 證券業辦理外匯業務管理辦法第18條
證券業辦理外匯業務，應依業務種類填送本行外匯局相關報表，並應確保報表填送內容之完整與正確。
報表之格式、填表說明、檢附資料及報送方式，由本行另訂之。
證券業應報送本行外匯局相關報表時間：
一、日報表：次營業日中午十二時前。
二、月報表：每月營業終了後十日內。
本行於必要時，得要求證券業填送其他相關報表。
本行審閱證券業所填送報表，必要時得派員查閱其帳冊文卷，或要求於限期內據實提出相關文件或資料。
報表之格式、填表說明、檢附資料及報送方式，由本行另訂之。
證券業應報送本行外匯局相關報表時間：
一、日報表：次營業日中午十二時前。
二、月報表：每月營業終了後十日內。
本行於必要時，得要求證券業填送其他相關報表。
本行審閱證券業所填送報表，必要時得派員查閱其帳冊文卷，或要求於限期內據實提出相關文件或資料。