Regulations Governing Foreign Exchange Business of Banking Enterprises Article 14
(Qualifications of Personnel Handling Foreign Exchange Derivatives Business)When engaging in the foreign exchange derivatives business listed in Subparagraph 7, Paragraph 1, Article 4 herein, the operations and management personnel of an authorized bank shall meet at least one of the following qualifications:1.Having completed at least 60 hours of training on derivatives and risk management held by domestic financial training institutions and received a certificate therefor; the training must cover theories and practices on foreign exchange derivatives transactions, relevant laws and regulations, accounting and risk management;2.Having one year of internship in the foreign exchange derivatives business at a domestic or foreign financial institution; or3.Having at least six-month working experience in the foreign exchange derivatives business at domestic or foreign financial institutions.Operations and management personnel handling the recommendation of foreign exchange derivatives shall meet at least one of the following qualifications:1.Having one of the qualifications listed in the preceding paragraph;2.Having passed the qualification exam for structured products salesperson held by domestic financial training institutions and received a certificate therefor ; or3.Having passed the qualification exam for financial derivatives salesperson held by domestic financial training institutions and received a certificate therefor.Operations and management personnel handling the trading, marketing, risk management, settlement or accounting, as well as compliance personnel, auditing personnel, and operations and management personnel handling the recommendation of foreign exchange derivatives shall attend at least 6 hours of training courses on derivatives. The training courses on derivatives offered by domestic financial training institutions regarding relevant regulations or non-compliance cases shall comprise no less than one half of the total hours of training received.Personnel of an authorized bank handling the foreign exchange derivatives business shall possess professional ability, and the authorized bank shall draw up professional qualification requirements and a related training system.
中文原文 銀行業辦理外匯業務管理辦法第14條
指定銀行辦理第四條第一項第七款外匯衍生性商品業務之經辦及相關管理人員，應具備下列資格條件之一：
一、參加國內金融訓練機構舉辦之衍生性商品及風險管理課程時數達六十小時以上且取得合格證書，課程內容須包括外匯衍生性商品交易理論與實務、相關法規、會計處理及風險管理。
二、在國內外金融機構相關外匯衍生性商品業務實習一年。
三、曾在國內外金融機構有半年以上外匯衍生性商品業務之實際經驗。
辦理外匯衍生性商品推介工作之經辦及相關管理人員，須具備下列資格條件之一：
一、具備前項資格條件之一。
二、通過國內金融訓練機構舉辦之結構型商品銷售人員資格測驗並取得合格證書。
三、通過國內金融訓練機構舉辦之衍生性金融商品銷售人員資格測驗並取得合格證書。
辦理外匯衍生性商品業務之交易、行銷業務、風險管理、交割、會計之經辦及相關管理人員、法令遵循人員、稽核人員，及外匯衍生性商品推介之經辦及相關管理人員，每年應參加衍生性商品教育訓練課程時數達六小時以上；其中參加國內金融訓練機構舉辦之衍生性商品相關法規或缺失案例課程，不得低於應達訓練時數之二分之一。
指定銀行辦理外匯衍生性商品業務之人員應具專業能力，並應訂定專業資格條件及訓練制度。
一、參加國內金融訓練機構舉辦之衍生性商品及風險管理課程時數達六十小時以上且取得合格證書，課程內容須包括外匯衍生性商品交易理論與實務、相關法規、會計處理及風險管理。
二、在國內外金融機構相關外匯衍生性商品業務實習一年。
三、曾在國內外金融機構有半年以上外匯衍生性商品業務之實際經驗。
辦理外匯衍生性商品推介工作之經辦及相關管理人員，須具備下列資格條件之一：
一、具備前項資格條件之一。
二、通過國內金融訓練機構舉辦之結構型商品銷售人員資格測驗並取得合格證書。
三、通過國內金融訓練機構舉辦之衍生性金融商品銷售人員資格測驗並取得合格證書。
辦理外匯衍生性商品業務之交易、行銷業務、風險管理、交割、會計之經辦及相關管理人員、法令遵循人員、稽核人員，及外匯衍生性商品推介之經辦及相關管理人員，每年應參加衍生性商品教育訓練課程時數達六小時以上；其中參加國內金融訓練機構舉辦之衍生性商品相關法規或缺失案例課程，不得低於應達訓練時數之二分之一。
指定銀行辦理外匯衍生性商品業務之人員應具專業能力，並應訂定專業資格條件及訓練制度。