Regulations Governing Foreign Exchange Brokers Article 2

The term “foreign exchange broker” as used in these Regulations shall mean a profit-seeking business permitted by the Central Bank of the Republic of China(Taiwan) (hereinafter referred to as the Bank) after consulting with the Financial Supervisory Commission (hereinafter referred to as the “FSC”)and having a business license issued by the FSC to engage in part or all of the following brokerage businesses:1.Buying and selling foreign exchange;2.Foreign currency call loans;3.Foreign exchange swaps; and4.Other foreign exchange business permitted.With the approval of the Bank, in consultation with the FSC, a foreign exchange broker may also conduct the New Taiwan dollar intermediary business related to items referred to in the preceding paragraph.No intermediary business related to the preceding two paragraphs shall be proceeded without permission.
中文原文 外匯經紀商管理辦法第2條
本辦法所稱外匯經紀商,係指經中央銀行(以下簡稱本行)於洽商金融監督管理委員會(以下簡稱金管會)後許可,並經金管會核發營業執照,經營下列全部或一部居間業務之營利事業:
一、外匯買賣。
二、外幣拆款。
三、換匯交易。
四、其他經許可之外匯業務。
外匯經紀商亦得經本行洽商金管會核准,辦理與前項業務相關之新臺幣居間業務。
非經許可,不得辦理與前二項相關之居間業務。

English translation for reference only; the Chinese text prevails. Not legal advice.