Regulations Governing Foreign Exchange Brokers Article 16
After consultation with the FSC, the Bank may revoke or void the license of any foreign exchange broker if any of the following violations has occurred:1.After being approved by the Bank, the foreign exchange broker fails to complete the establishment and registration of a company or the branch office of a foreign company in Taiwan, and apply for business license within the prescribed period specified in Article 7;2.The foreign exchange broker fails to begin business operation within six months after being issued a business license by the FSC;3.The foreign exchange broker seriously violates the provisions of these Regulations, or fails to improve within the period designated by the Bank;4.After being issued a business license, the foreign exchange broker is found to have submitted false information that constitutes a serious violation in its application; and5.The foreign exchange broker suspends its operation, is dissolved, declares bankruptcy, or undergoes reorganization; and6.There is evidence indicating that the foreign exchange broker's business operations may be unsound, or that it is unable to meet financial policy requirements.
中文原文 外匯經紀商管理辦法第16條
外匯經紀商經辦各項經紀業務，有下列情事之一者，本行於洽商金管會後得廢止或撤銷其許可：
一、經本行許可後，未於第七條規定期限內辦妥公司或外國公司在臺分公司設立登記及申請核發營業執照。
二、金管會核發營業執照後六個月內未開辦。
三、違反本辦法規定，情節重大，或經本行限期改正，屆期仍未改正。
四、經核發營業執照後經發覺原申請事項有虛偽情事，其情節重大。
五、有停業、解散、破產或重整情事。
六、其他顯示有礙業務健全經營之虞或未能符合金融政策要求之情事。
一、經本行許可後，未於第七條規定期限內辦妥公司或外國公司在臺分公司設立登記及申請核發營業執照。
二、金管會核發營業執照後六個月內未開辦。
三、違反本辦法規定，情節重大，或經本行限期改正，屆期仍未改正。
四、經核發營業執照後經發覺原申請事項有虛偽情事，其情節重大。
五、有停業、解散、破產或重整情事。
六、其他顯示有礙業務健全經營之虞或未能符合金融政策要求之情事。