Regulations Governing the Central Bank of the Republic of China (Taiwan)Administration of Accommodations Extended by Banks to Securities Finance Companies or Securities Firms Article 7
When a bank extends financing to a securities firm, in the event the firm uses its own securities as collateral but does not use the funds to invest in securities for its own account, the bank is not subject to the maximum financing ratio of Article 6, provided that the bank shall require theborrower to submit an affidavit certifying that the borrower will not use the loan to invest in negotiable securities for its own account.
中文原文 中央銀行對銀行辦理證券金融公司或證券商資金融通管理辦法第7條
銀行對證券商辦理以其自有之有價證券為擔保而非以自行投資有價證券為目的之資金融通，不受第六條融資比率之限制。
但應要求借款人出具「借款非以自行投資有價證券為目的之切結書」。
但應要求借款人出具「借款非以自行投資有價證券為目的之切結書」。