Regulations Governing Financial Technology Innovative Experimentation Article 4
The "important elements" mentioned in the proviso of Paragraph 1, Article 10 of the Act means the financial businesses that requires the permission, approval or concession of the competent authority; utilization of technological innovation or business model innovation; or benchmarks for measuring the expected benefits of the innovative experimentation.Application documents under Paragraph 3, Article 10 of the Act shall state the following matters:The feasibility of making changes to facilitate the achievement of experimentation objectives;The reasonableness of objective evaluation on impacts the proposed changes will have on the interests of participants;The appropriateness of planning with regard to when, whom and how to notify the impact the proposed changes will have on the interests of participants, handling measures, obtaining the consent of participants, and methods for protecting the interests of participants who do not agree to the proposed changes;Disputes arising during the experimentation period and how they are handled; andOther matters deemed possible by the competent authority to have impact on the secure implementation of the innovative experimentation plan or deemed necessary for consideration by the competent authority for the protection of the public interest.When applying for approval to change an innovative experimentation, the applicant shall submit documents provided in the preceding paragraph and Paragraph 3, Article 10 of the Act in triplicate and electronic files thereof to the competent authority. The competent authority shall, within one (1) month after receiving the application, make a decision on approving or rejecting the application and notify the applicant of the decision in writing.After an application mentioned in the preceding paragraph has been approved by the competent authority, the applicant shall, within five (5) business days from the date the change is made, notify the competent authority of the change in writing.
中文原文 金融科技創新實驗管理辦法第4條
本條例第十條第一項但書所稱重要事項，指辦理創新實驗需經主管機關許可、核准或特許之金融業務、運用之科技創新或經營模式創新方式、達成實驗效益之衡量基準。
本條例第十條第三項規定之申請文件應載明下列事項：
一、變更事項可促進實驗目標達成之可行性。
二、客觀評估變更事項對參與者權益影響之合理性。
三、變更事項影響參與者權益之通知時間、通知對象、通知方式、處理措施、取得參與者同意，以及對於不同意變更之參與者相關權益保障方式等規畫之妥適性。
四、實驗期間所生之爭議案件及處理情形。
五、其他主管機關認為可能影響創新實驗計畫安全執行，或為保護公益，認有審酌必要之事項。
申請創新實驗變更，應依前項及本條例第十條第三項規定檢具文件一式三份及其電子檔案，向主管機關提出申請，主管機關應於收受申請後一個月內，作成准駁之決定，並以書面通知申請人。
前項申請經主管機關核准後，申請人應於創新實驗變更日起五個營業日內，以書面通知主管機關。
本條例第十條第三項規定之申請文件應載明下列事項：
一、變更事項可促進實驗目標達成之可行性。
二、客觀評估變更事項對參與者權益影響之合理性。
三、變更事項影響參與者權益之通知時間、通知對象、通知方式、處理措施、取得參與者同意，以及對於不同意變更之參與者相關權益保障方式等規畫之妥適性。
四、實驗期間所生之爭議案件及處理情形。
五、其他主管機關認為可能影響創新實驗計畫安全執行，或為保護公益，認有審酌必要之事項。
申請創新實驗變更，應依前項及本條例第十條第三項規定檢具文件一式三份及其電子檔案，向主管機關提出申請，主管機關應於收受申請後一個月內，作成准駁之決定，並以書面通知申請人。
前項申請經主管機關核准後，申請人應於創新實驗變更日起五個營業日內，以書面通知主管機關。