Regulations Governing Permission of Insurance Business Transactions and Investment Between the Taiwan Area and the Mainland Area Article 29
Unless it is otherwise provided by the Competent Authority, a Taiwan-area insurance agent company, insurance broker company, or insurance surveyor company intending to make equity investment in Mainland Area shall submit the following documents to the Competent Authority for approval:1. An application form.2. An investment plan that includes the following particulars:(1) An investment plan, including the strategic objectives of investment, expected benefits, sources of funds, fund utilization plan, and fund recovery plan;(2) Principles for business operation, including the location, capital, operations, business items and business strategies of the invested company.(3) The shareholder structure, organizational structure and functions, and manpower of the invested company.(4) Financial projections of the invested company for the coming three years.(5) Risk assessment, including assessment of operational risk and concrete risk control/management plan.3. Minutes of the board resolution, or the consent of all directors in the absence of a board of directors.4. CPA-audited or reviewed financial report for the latest period.5. Details of domestic and foreign investees on the date of application.6. An equity investment agreement which should show that the financial and business information of the invested company will be made available and the strategic objective of the investment will be performed.7. The list of persons to be assigned as director, supervisor or manager of the invested company.8. Such other information or documents as may be required by the Competent Authority.The persons to be assigned as director, supervisor or manager by the insurance enterprise as mentioned in subparagraph 7 of the preceding paragraph shall meet the qualification requirements set forth in the Regulations Governing Qualification Requirement and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of Insurance Enterprises.
中文原文 臺灣地區與大陸地區保險業務往來及投資許可管理辦法第29條
臺灣地區保險業、保險代理人公司、保險經紀人公司及保險公證人公司在大陸地區參股投資，除主管機關另有規定外，應檢附下列書件，向主管機關申請許可：
一、申請書。
二、投資計畫書，其內容應載明下列事項：
（一）投資計畫：應含投資策略目的、預期效益、資金來源、運用計畫、資金回收計畫等項目。
（二）業務經營之原則：應含被投資公司設置地點、資本額、經營業務、營業項目、業務經營策略等項目。
（三）被投資公司之股東結構、組織編制與職掌及人員編制情形。
（四）被投資公司未來三年財務評估狀況。
（五）風險評估：經營風險評估及具體風險控管計畫。
三、董事會議事錄；無董事會者，全體董事同意書。
四、最近期經會計師查核或核閱之財務報告。
五、申請日海內外投資事業明細表。
六、參股投資協議文件：內容應包括證明能取得被投資公司之財務及業務資料及履行投資策略目的等。
七、擬派任董事、監察人或經理人之名單。
八、其他主管機關規定應提出之資料或文件。
前項第七款保險業之董事、監察人或經理人資格，應符合保險業負責人應具備資格條件兼職限制及應遵行事項準則相關規定。
一、申請書。
二、投資計畫書，其內容應載明下列事項：
（一）投資計畫：應含投資策略目的、預期效益、資金來源、運用計畫、資金回收計畫等項目。
（二）業務經營之原則：應含被投資公司設置地點、資本額、經營業務、營業項目、業務經營策略等項目。
（三）被投資公司之股東結構、組織編制與職掌及人員編制情形。
（四）被投資公司未來三年財務評估狀況。
（五）風險評估：經營風險評估及具體風險控管計畫。
三、董事會議事錄；無董事會者，全體董事同意書。
四、最近期經會計師查核或核閱之財務報告。
五、申請日海內外投資事業明細表。
六、參股投資協議文件：內容應包括證明能取得被投資公司之財務及業務資料及履行投資策略目的等。
七、擬派任董事、監察人或經理人之名單。
八、其他主管機關規定應提出之資料或文件。
前項第七款保險業之董事、監察人或經理人資格，應符合保險業負責人應具備資格條件兼職限制及應遵行事項準則相關規定。