Regulations Governing Permission of Insurance Business Transactions and Investment Between the Taiwan Area and the Mainland Area Article 25
A Taiwan-area insurance agent company, insurance broker company, or insurance surveyor company shall promptly inform the Competent Authority by submitting a report on the particulars of the event and relevant information if its branch or subsidiary and/or the branch office of the subsidiary in Mainland Area has any of the situations below:1. Changing of business items or major management policy.2. Changing of capital that results in change to the original ownership interest of the Taiwan-area insurance agent company, insurance broker company, or insurance surveyor company [in the branch or subsidiary and/or the branch office of the subsidiary].3. Making major investments.4. Changing of business address.5. Undergoing reorganization, liquidation or bankruptcy proceedings.6. Having business practices adopted in accordance with the local regulations and business customs but non-complying with the insurance regulations in Taiwan Area.7. Major loss has occurred or is foreseeable.8. Having committed a material violation or business license being revoked or annulled by the insurance authority in Mainland Area.9. Having a material contingent or fraud incident.10. Having made a report to the insurance authority according to the local financial regulations in Mainland Area.11. Other material events.With respect to any of the situations specified in subparagraphs 1 to 6 of the preceding paragraph, a Taiwan-area insurance agent company, insurance broker company, or insurance surveyor company shall report to the Competent Authority in advance.
中文原文 臺灣地區與大陸地區保險業務往來及投資許可管理辦法第25條
大陸地區分公司或子公司及其分支機構有下列情事之一者,臺灣地區保險代理人公司、保險經紀人公司及保險公證人公司應即檢具事由及相關資料,向主管機關申報:
一、營業項目或重大營運政策變更。
二、資本額變動致臺灣地區保險代理人公司、保險經紀人公司或保險公證人公司原持有股份比率變動。
三、重大之轉投資。
四、營業地址變動。
五、發生重整、清算或破產之情事。
六、配合當地法規與商業習慣辦理之各項保險業務,有不符臺灣地區保險法令規定情事。
七、已發生或可預見之重大虧損案件。
八、重大違規案件或大陸地區保險業主管機關撤銷或廢止其營業許可。
九、發生重大偶發或舞弊事件。
十、依大陸地區保險法規向當地相關主管機關報告事項。
十一、其他重大事件。
前項第一款至第六款規定情形,應於事前向主管機關申報。
一、營業項目或重大營運政策變更。
二、資本額變動致臺灣地區保險代理人公司、保險經紀人公司或保險公證人公司原持有股份比率變動。
三、重大之轉投資。
四、營業地址變動。
五、發生重整、清算或破產之情事。
六、配合當地法規與商業習慣辦理之各項保險業務,有不符臺灣地區保險法令規定情事。
七、已發生或可預見之重大虧損案件。
八、重大違規案件或大陸地區保險業主管機關撤銷或廢止其營業許可。
九、發生重大偶發或舞弊事件。
十、依大陸地區保險法規向當地相關主管機關報告事項。
十一、其他重大事件。
前項第一款至第六款規定情形,應於事前向主管機關申報。