Regulations Governing Insurance Brokers Article 52
This English translation was last updated on 2024-07-22, but the Chinese text was amended on 2026-09-30. Later amendments may not be reflected in the translation — please refer to the Chinese text.
The compliance officer of a broker company and a bank shall possess one of the following qualifications:1. Having the qualification of an insurance agent or broker and having actually performed the work of an insurance agent or broker.2. Having at least five years of work experience in related business of insurance enterprise, insurance agent companies or broker companies.3. Having graduated from college with a degree in finance, insurance or related field, or a degree in law and having at least three years of work experience in related business of insurance enterprise, insurance agent companies or broker companies.A compliance officer referred to in the preceding paragraph shall be free of the situations set out in subparagraphs 1 through 10 and subparagraphs 12 through 17, paragraph 1 of Article 6 herein.At least one of the compliance officers employed by a bank shall meet the qualification requirements set out in paragraph 1 hereof.
中文原文 保險經紀人管理規則第52條
經紀人公司及銀行法令遵循人員應具備下列條件之一：
一、具有保險代理人、經紀人資格，並實際從事保險代理人、經紀人工作者。
二、具有五年以上之保險業、保險代理人公司或經紀人公司相關業務經驗者。
三、大專院校金融保險相關學系或法律學系畢業，並具有三年以上保險業、保險代理人公司或經紀人公司相關業務經驗者。
前項法令遵循人員不得有第六條第一項第一款至第十款及第十二款至第十七款規定之情事。
銀行所任用之法令遵循人員至少應有一人符合第一項所定之資格條件。
一、具有保險代理人、經紀人資格，並實際從事保險代理人、經紀人工作者。
二、具有五年以上之保險業、保險代理人公司或經紀人公司相關業務經驗者。
三、大專院校金融保險相關學系或法律學系畢業，並具有三年以上保險業、保險代理人公司或經紀人公司相關業務經驗者。
前項法令遵循人員不得有第六條第一項第一款至第十款及第十二款至第十七款規定之情事。
銀行所任用之法令遵循人員至少應有一人符合第一項所定之資格條件。