Regulations Governing Insurance Agents Article 51
This English translation was last updated on 2024-07-22, but the Chinese text was amended on 2026-09-30. Later amendments may not be reflected in the translation — please refer to the Chinese text.
A compliance officer shall carry out the following tasks:1. Maintain a system for clear and adequate conveyance, counsel, coordination and communication of regulatory requirements;2. Keep operating and management rules and procedures updated in line with relevant regulations to make sure all business activities comply with regulatory requirements; and3. Provide adequate and pertinent compliance training to employees;The working documents related to the tasks in the preceding paragraph shall be kept for at least five years.
中文原文 保險代理人管理規則第51條
法令遵循人員應辦理下列事項：
一、維持清楚適當之法令傳達、諮詢、協調與溝通系統。
二、確認各項作業及管理規章均配合相關法規適時更新，使各項營運活動符合法令規定。
三、對各單位人員施以適當合宜之法規訓練。
前項工作資料應至少保存五年。
一、維持清楚適當之法令傳達、諮詢、協調與溝通系統。
二、確認各項作業及管理規章均配合相關法規適時更新，使各項營運活動符合法令規定。
三、對各單位人員施以適當合宜之法規訓練。
前項工作資料應至少保存五年。