Regulations Governing Investment of Investment-linked Insurance Article 12
Unless otherwise regulated by competent authorities, the following behaviors are not allowed for theinsurer in utilizing the objects as mentioned in the preceding article:1. Make loans.2. Have transaction behavior with the investment assets in the seperate account of other investment-linked insurance or the ones in the insurer's general account. However, it is not limited to the situationwhere the deal is done through stock exchange markets or securities firms' business outlets andthere is no intention for the occurrence of the corresponding transaction.3. Invest in the stocks or corporate bonds issued by the insurer.4. Invest in the stocks, corporate bonds or financial bonds issued by the interested party of theinsurer.5. Invest in the securities underwritten by the securities underwriter having conflict of interest with theinsurer.6. Invest in private-placement securities.7. Engage in securities credit transactions.8. Lend or borrow securities.
中文原文 投資型保險投資管理辦法第12條
保險人為前條之運用時,除主管機關另有規定外,不得有下列情事:
一、辦理放款。
二、與其他投資型保險專設帳簿投資資產或與保險人之一般帳簿資產為交易行為。
但經由證券集中市場或證券商營業處所委託買賣成交,且非故意發生相對交易之結果者,不在此限。
三、投資於保險人發行之股票或公司債。
四、投資與保險人有利害關係之公司所發行之股票、公司債或金融債券。
五、投資與保險人有利害關係之證券承銷商所承銷之有價證券。
六、投資私募有價證券。
七、從事證券信用交易。
八、出借或借入有價證券。
一、辦理放款。
二、與其他投資型保險專設帳簿投資資產或與保險人之一般帳簿資產為交易行為。
但經由證券集中市場或證券商營業處所委託買賣成交,且非故意發生相對交易之結果者,不在此限。
三、投資於保險人發行之股票或公司債。
四、投資與保險人有利害關係之公司所發行之股票、公司債或金融債券。
五、投資與保險人有利害關係之證券承銷商所承銷之有價證券。
六、投資私募有價證券。
七、從事證券信用交易。
八、出借或借入有價證券。