Regulations Governing A Same Person or Same Concerned Party Holding the Issued Shares with Voting Rights over a Particular Ratio of an Insurance Enterprise Article 8
The same person or the same related party intending to singly, jointly or collectively acquire more than 50 percent of the total outstanding voting shares of an insurance company shall submit, in addition to the documents specified in Article 4 and Article 6 herein, the following documents to the competent authority for approval:1. An undertaking to protect the interests of policyholders and employees and the specific plan.2. A description of how the applicant has professional capability to operate an insurance company and the following information:(1) A list of directors (including independent directors), supervisors, president and vice presidents (including legally-binding consent to act signed by them) to be appointed after the acquisition of shares, their educational background and work experience, and documents evidencing their compliance with the relevant provisions of the Regulations Governing Qualification Requirement and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of Insurance Enterprises.(2) Business plan for the insurance company after acquisition of shares, including internal organization and division of labor, management team, retention of existing employees or new recruitment, insurance products planned for the future and business development plan, financial projections, actuarial report on capital injection plans, reinsurance policy, fund utilization, risk management (including assets and liabilities management), corporate governance and decision-making process.3. The long-term operation commitment shall include at least the following:(1) An undertaking for long-term operation.(2) The motives and purposes of acquiring the shares of the insurance company.(3) Legally-binding documents to show how to ensure the suitability and structural stability of shareholders.(4) If the applicant has affiliated enterprises involved in the acquisition, the investment framework of the applicant and affiliated enterprises, and a description of the businesses each affiliated enterprise engages in.4. A description of how the applicant has sufficient financial capability to meet the capital injection needs of the insurance company in the next ten years:(1) The amount of capital injection needed in the next ten years and other possible latent obligations; and(2) Substantial and specific sources of funds for future capital increase. For example, if the applicant plans to borrow the funds for future investment (in the insurance company), the applicant should describe specific repayment plan and sources of funds.5. Other documents required by the competent authority.
中文原文 同一人或同一關係人持有同一保險公司已發行有表決權股份總數超過一定比率管理辦法第8條
同一人或同一關係人擬單獨、共同或合計持有同一保險公司已發行有表決權股份總數超過百分之五十者，除應檢具第四條及第六條書件外，並應檢具下列書件向主管機關申請核准：
一、保戶及員工權益保障之承諾及具體計畫。
二、具備專業能力經營保險公司之說明，並提供下列資料：
（一）取得股份後預定之董事（含獨立董事）、監察人、總經理、副總經理名單（含具法律拘束力之願任書），及其學、經歷背景資料及說明符合保險業負責人應具備資格條件兼職限制及應遵行事項準則相關規定之證明文件。
（二）取得股份後對保險公司之營運計畫，包括內部組織分工、經營團隊、人員留用或新聘、未來保險商品及業務發展計畫、財務預測與增資規劃之精算評估報告、再保險政策、資金運用、風險管理（含資產負債管理）、公司治理及決策模式。
三、長期經營承諾，至少應包含：
（一）長期經營承諾書。
（二）取得保險公司股份之動機及目的。
（三）提供具法律拘束力之證明文件說明如何確保股東適格性及結構穩定性。
（四）如有關係企業者，應檢附其與關係企業之投資架構圖並說明關係企業各成員所從事之業務。
四、財務能力足以因應未來十年增資需求之說明：
（一）未來十年所需之增資金額及其他可能之潛在負擔。
（二）實質且具體之增資資金來源準備說明，如以舉債方式投資者，並應提出具體之還款規劃及資金來源準備。
五、其他主管機關規定應提出之書件。
一、保戶及員工權益保障之承諾及具體計畫。
二、具備專業能力經營保險公司之說明，並提供下列資料：
（一）取得股份後預定之董事（含獨立董事）、監察人、總經理、副總經理名單（含具法律拘束力之願任書），及其學、經歷背景資料及說明符合保險業負責人應具備資格條件兼職限制及應遵行事項準則相關規定之證明文件。
（二）取得股份後對保險公司之營運計畫，包括內部組織分工、經營團隊、人員留用或新聘、未來保險商品及業務發展計畫、財務預測與增資規劃之精算評估報告、再保險政策、資金運用、風險管理（含資產負債管理）、公司治理及決策模式。
三、長期經營承諾，至少應包含：
（一）長期經營承諾書。
（二）取得保險公司股份之動機及目的。
（三）提供具法律拘束力之證明文件說明如何確保股東適格性及結構穩定性。
（四）如有關係企業者，應檢附其與關係企業之投資架構圖並說明關係企業各成員所從事之業務。
四、財務能力足以因應未來十年增資需求之說明：
（一）未來十年所需之增資金額及其他可能之潛在負擔。
（二）實質且具體之增資資金來源準備說明，如以舉債方式投資者，並應提出具體之還款規劃及資金來源準備。
五、其他主管機關規定應提出之書件。