Regulations Governing Concurrent Conduct of Trust Business by Securities Investment Trust Enterprises, Securities Investment Consulting Enterprises, and Securities Firms Article 13
When the head office or a branch of a SITE, SICE, or securities firm intends to terminate its trust business in part or in whole, the SITE, SICE or securities firm shall submit an application to the competent authority for approval and for replacement of business license or permit, and complete the registration of terminated business items via the online filing system of the competent authority or a website designated by the competent authority.The application in the preceding paragraph shall contain the following particulars: 1. Concurrent businesses to be terminated and reasons for termination. 2. A concrete plan for handling the rights and obligations of existing customers or alternative methods for providing services.
中文原文 證券投資信託事業證券投資顧問事業證券商兼營信託業務管理辦法第13條
證券投資信託事業、證券投資顧問事業或證券商之總機構或分支機構終止兼營全部或一部信託業務，應檢具申請書，向主管機關申請許可，並辦理換發營業執照或許可證照，且於主管機關網際網路申報系統或主管機關指定之網站完成終止營業項目之登錄。
前項申請書應載明下列事項：
一、擬終止兼營之業務及理由。
二、具體說明對原有客戶權利義務之處理或其他替代服務方式。
前項申請書應載明下列事項：
一、擬終止兼營之業務及理由。
二、具體說明對原有客戶權利義務之處理或其他替代服務方式。