Regulations Governing Concurrent Conduct of Trust Business by Securities Investment Trust Enterprises, Securities Investment Consulting Enterprises, and Securities Firms Article 11
A SITE, SICE, or securities firm that conducts concurrently specific types of trust business shall follow Article 19 of the Act as well as relevant provisions in the Regulations Governing Management and Utilization of Collective Investment Trust Funds, the Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises, the Directions for Securities Firms Engaging in Wealth Management Business or the Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers with respect to clauses to be included in the trust agreement signed with the customers.
中文原文 證券投資信託事業證券投資顧問事業證券商兼營信託業務管理辦法第11條
證券投資信託事業、證券投資顧問事業或證券商兼營信託業務之特定項目，與客戶所簽訂信託契約之應記載事項，除應依本法第十九條規定辦理外，並應依信託資金集合管理運用管理辦法、證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法、證券商辦理財富管理業務應注意事項或證券商辦理客戶委託保管及運用其款項管理辦法所規定與客戶簽訂契約應記載事項辦理。