Regulations Governing the Banking Activity and the Establishment and the Investment by Financial Institution Between the Taiwan Area and the Mainland Area Article 65
A Mainland commercial bank or Mainland-funded Bank shall, after completing the procedures set out in Paragraph 1 of the preceding article, apply for issuance of a bank license by submitting an Application for Business License and relevant documents to the Competent Authority and pay the license fees.A Mainland commercial bank or Mainland-funded bank shall, before its branch in Taiwan Area commences business, submit a report on the date on which the branch will commence business, detailed address of the branch and the name of branch manager to the Competent Authority for recordation, and comply with the following provisions after the branch has commenced business:1. If the branch has a material contingent or fraud incident, the bank shall handle and report it according to the provisions set forth by the Competent Authority;2. When the branch reports to the financial authority at the place of registration according to the local financial regulations, the bank shall promptly report same to the Competent Authority for recordation;3. The bank shall input the basic and operating information of the branch into an information reporting system designated by the Competent Authority, and update the information when changes occur;4. The branch shall undertake internal audit in accordance with the Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries. The bank shall submit the business audit report, independent auditor’s report, and financial examination report on its branch prepared by the financial authority at the place of registration to the Competent Authority for recordation;5. Before changing the business address of the branch, the bank shall report to the Competent Authority for prior approval; and6. Before replacing the branch manager, the bank shall first submit documents verifying that the new branch manager appointee meets the qualification requirements set forth in Paragraph 2 of Article 63 herein to the Competent Authority for approval.
中文原文 臺灣地區與大陸地區金融業務往來及投資許可管理辦法第65條
大陸地區商業銀行或陸資銀行完成前條第一項規定程序後，得檢具營業執照應記載事項表及相關資料，向主管機關申請核發銀行營業執照並繳納執照規費。
大陸地區商業銀行或陸資銀行應於分行開業前，檢附開業日期、詳細地址及分行經理姓名等資料報主管機關備查。
分行開業後並應依下列規定辦理：
一、分行發生重大偶發或舞弊事件，應依主管機關規定處理及通報。
二、依登記地金融法規向當地相關主管機關報告事項，應即報主管機關備查。
三、於主管機關指定之資訊申報系統填報分行之基本資料及營運狀況資料，如有異動應確實更新。
四、依金融控股公司及銀行業內部控制及稽核制度實施辦法辦理內部查核。
業務稽核報告、會計師查核報告及登記地金融主管機關之檢查報告等資料，應分送主管機關備查。
五、分行之營業地址變動，應於事前報主管機關許可。
六、分行經理變更前，應先檢具變更後之分行經理符合第六十三條第二項規定之證明文件，報主管機關許可。
大陸地區商業銀行或陸資銀行應於分行開業前，檢附開業日期、詳細地址及分行經理姓名等資料報主管機關備查。
分行開業後並應依下列規定辦理：
一、分行發生重大偶發或舞弊事件，應依主管機關規定處理及通報。
二、依登記地金融法規向當地相關主管機關報告事項，應即報主管機關備查。
三、於主管機關指定之資訊申報系統填報分行之基本資料及營運狀況資料，如有異動應確實更新。
四、依金融控股公司及銀行業內部控制及稽核制度實施辦法辦理內部查核。
業務稽核報告、會計師查核報告及登記地金融主管機關之檢查報告等資料，應分送主管機關備查。
五、分行之營業地址變動，應於事前報主管機關許可。
六、分行經理變更前，應先檢具變更後之分行經理符合第六十三條第二項規定之證明文件，報主管機關許可。