Regulations Governing Offshore Structured Products Article 9
The issuer or master agent shall be responsible for the following matters:1. Producing investor brochure and prospectus, both in Chinese version, for the offshore structured product it issues or distributes, and delivery of such information to the investors via trustees or sub-distributors;2. Acting as the agent for service of process and all document correspondences in Taiwan on behalf of the offshore structured product issuing institution or guarantor;3. Communicating with the offshore structured product issuing institution, and providing investors with relevant issuance and trading information on the offshore structured product it represents;4. Forwarding transaction instructions of the trustees or sub-distributors for purchase or redemption of offshore structured product to the issuing institution; and5. Other matters as required by law or regulations, or the FSC.The information to be published in the Chinese version of investor brochure and prospectus mentioned in Subparagraph 1 of the preceding paragraph will be drawn up by Taiwan Financial Services Roundtable (referred to as the "TFSR" hereunder) in consultation with the trade association of the trustee or sub-distributor and reported to the FSC for reference.
中文原文 境外結構型商品管理規則第9條
發行人或總代理人應辦理下列事項：
一、就其所發行或代理之境外結構型商品，編製中文投資人須知，並編製中文產品說明書交付予受託或銷售機構轉交投資人。
二、擔任境外結構型商品發行或保證機構在國內之訴訟及一切文件之送達代收人。
三、負責與境外結構型商品發行機構聯絡，提供所辦理境外結構型商品之相關發行及交易資訊。
四、依受託或銷售機構受託投資或贖回境外結構型商品之交易指示，轉送境外結構型商品發行機構。
五、其他依法令或本會規定應辦理之事項。
前項第一款中文投資人須知及中文產品說明書之應記載事項由台灣金融服務業聯合總會（以下簡稱金融總會）洽商受託或銷售機構所屬同業公會擬訂，報經本會備查。
一、就其所發行或代理之境外結構型商品，編製中文投資人須知，並編製中文產品說明書交付予受託或銷售機構轉交投資人。
二、擔任境外結構型商品發行或保證機構在國內之訴訟及一切文件之送達代收人。
三、負責與境外結構型商品發行機構聯絡，提供所辦理境外結構型商品之相關發行及交易資訊。
四、依受託或銷售機構受託投資或贖回境外結構型商品之交易指示，轉送境外結構型商品發行機構。
五、其他依法令或本會規定應辦理之事項。
前項第一款中文投資人須知及中文產品說明書之應記載事項由台灣金融服務業聯合總會（以下簡稱金融總會）洽商受託或銷售機構所屬同業公會擬訂，報經本會備查。