Regulations Governing Offshore Structured Products Article 24
When making a recommendation, or providing information and marketing materials on an offshore structured product, an issuer, master agent, trustee, or sub-distributor shall not engage in any of the following behaviors :1. Using the fact of an offshore structured product having received the approval of the trade association as substantiation of any matter in connection with the application or in a statement or recommendation guaranteeing the value of the offshore structured product.2. Causing others to erroneously believe that the principal or profitability is guaranteed.3. Using a name for the offshore structured product that might mislead customers.4. Offering gifts or other benefits as an inducement to solicit the purchase of an offshore structured product.5. Making exaggerated publicity claims about past performance or using advertising to attack competitors.6. Engaging in any false or deceptive conduct or other conduct obviously inconsistent with facts or intended to mislead others.7. Including content that contravenes laws or regulations, the contract, or information contained in the prospectus.8. Making predictions of future performance of the offshore structured product.9. Violating the self-regulatory rules for advertisement and promotional activities set forth by the trade association of the trustee or sub-distributor.10. Any other act prejudicial to the rights or interests of investors.No general advertisement or public solicitation is allowed for offshore structured products that are permitted for investment by professional investors only.
中文原文 境外結構型商品管理規則第24條
發行人、總代理人及受託或銷售機構從事境外結構型商品之推介或提供境外結構型商品資訊及行銷文件，不得有下列情形：
一、藉所屬同業公會對該境外結構型商品之審查通過，作為證實申請事項或保證境外結構型商品價值之陳述或推介。
二、使人誤信能保證本金之安全或保證獲利。
三、境外結構型商品使用可能誤導客戶之名稱。
四、提供贈品或以其他利益勸誘他人購買境外結構型商品。
五、誇大過去之業績或為攻訐同業之陳述。
六、為虛偽、欺罔、或其他顯著有違事實或故意使他人誤信之行為。
七、內容違反法令、契約、產品說明書內容。
八、為境外結構型商品績效之臆測。
九、違反受託或銷售機構之同業公會訂定廣告及促銷活動之自律規範。
十、其他影響投資人權益之事項。
境外結構型商品限於專業投資人投資者，不得為一般性廣告或公開勸誘之行為。
一、藉所屬同業公會對該境外結構型商品之審查通過，作為證實申請事項或保證境外結構型商品價值之陳述或推介。
二、使人誤信能保證本金之安全或保證獲利。
三、境外結構型商品使用可能誤導客戶之名稱。
四、提供贈品或以其他利益勸誘他人購買境外結構型商品。
五、誇大過去之業績或為攻訐同業之陳述。
六、為虛偽、欺罔、或其他顯著有違事實或故意使他人誤信之行為。
七、內容違反法令、契約、產品說明書內容。
八、為境外結構型商品績效之臆測。
九、違反受託或銷售機構之同業公會訂定廣告及促銷活動之自律規範。
十、其他影響投資人權益之事項。
境外結構型商品限於專業投資人投資者，不得為一般性廣告或公開勸誘之行為。